Compliance Manager (Banking) jobs in Utica, NY

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Quality Compliance Manager (Onsite)
  • Collins Aerospace
  • Rome, NY FULL_TIME
  • Date Posted:

    2024-01-26

    Country:

    United States of America

    Location:

    HNY02: Engine Comp (Power) - Rome 104 Otis Street, Rome, NY, 13440 USA

    Position Role Type:

    Onsite

    The Quality Compliance Manager manages the execution of Quality Compliance operational plans and leads a team responsible for Quality Compliance. The Quality Compliance Manager sets objectives and guides their team to achieve short-term Quality Compliance goals and the implementation of Quality Compliance improvements.

    Eligible for Relocation

    Primary Responsibilities:

    • Manage the implementation and maintenance of procedures and metrics supporting compliance with industry and regulatory standards.
    • Provide guidance on, and explanations of, policies, government regulations and agency guidelines to ensure compliance with external standards.
    • Manage processes, standards and plans for the implementation of minimum standards and utilization of tools and methods to ensure effectiveness of existing quality processes and sustain quality performance improvements.
    • Manage quality compliance audit processes, providing guidance and input to auditors at all stages.
    • Oversee reviews of procedures and metrics which impact quality to ensure compliance with internal standards.
    • Perform product and process audits and quality audits and reviews.
    • Review quality data and determine if all products and processes are aligned with regulatory standards.
    • Recommend corrective actions and process reengineering.
    • Prepare and maintain Quality documentation.

    Qualifications/Experience Needed:

    • Typically requires University Degree and minimum 8 years prior relevant experience or an Advanced Degree in a related field and minimum 5 years of experience or in absence of a degree, 12 years of relevant experience
    • U.S. citizenship is required, as only U.S. citizens are authorized to access information under this program/contract

    Preferred Qualifications:

    • Experience managing small teams (5-10)
    • Manufacturing Industry Experience
    • AS9100D Lead Auditor Certification
    • Experience with, or certifications in FAA CFR Part 145 and Part 21
    • Experience in SAP MRP System

    Collins Aerospace, an RTX company, is a leader in technologically advanced and intelligent solutions for the global aerospace and defense industry. Collins Aerospace has the capabilities, comprehensive portfolio, and expertise to solve customers’ toughest challenges and to meet the demands of a rapidly evolving global market.

    We make modern flight possible for millions of travelers and our military every second. Our major product lines are on-board virtually every aircraft flying. Be it keeping passengers safe with our emergency power generation systems or creating a positive in flight experience through reliable cabin pressure controls and quieter engines, Power & Controls focuses on delivering a best-in-class experience to our customers. We hire the top people in the industry. Their ideas drive our performance, and their integrity keeps our customers happy. Join us as we take flight!

    #reempowerprogram

    This role is also eligible for the Re-Empower Program. The Re-Empower Program helps support talented and committed professionals as they rebuild their capabilities, enhance leadership skills, and continue their professional journey. Over the course of the 14-week program, experienced professionals will gain paid, on-the-job experience, have an opportunity to participate in sessions with leadership, develop personalized plans for success and receive coaching to guide their return-to-work experience. Upon completion of the program, based on performance and contributions participants will be eligible for a career at RTX.

    Minimum Program Qualifications

    • Be on a career break of one or more year at time of application
    • Have prior experience in functional area of interest
    • Have interest in returning in either a full-time or part-time position

    Diversity drives innovation; inclusion drives success. We believe a multitude of approaches and ideas enable us to deliver the best results for our workforce, workplace, and customers. We are committed to fostering a culture where all employees can share their passions and ideas so we can tackle the toughest challenges in our industry and pave new paths to limitless possibility.

    WE ARE REDEFINING AEROSPACE.

    • Please ensure the role type (defined below) is appropriate for your needs before applying to this role.

    Onsite: Employees who are working in Onsite roles will work primarily onsite. This includes all production and maintenance employees, as they are essential to the development of our products

    Regardless of your role type, collaboration and innovation are critical to our business and all employees will have access to digital tools so they can work with colleagues around the world – and access to Collins sites when their work requires in-person meetings.

    Some of our competitive benefits package includes:

    • Medical, dental, and vision insurance
    • Three weeks of vacation for newly hired employees
    • Generous 401(k) plan that includes employer matching funds and separate employer retirement contribution, including a Lifetime Income Strategy option
    • Tuition reimbursement program
    • Student Loan Repayment Program
      • Life insurance and disability coverage
      • Optional coverages you can buy: pet insurance, home and auto insurance, additional life and accident insurance, critical illness insurance, group legal, ID theft protection
      • Birth, adoption, parental leave benefits
      • Ovia Health, fertility, and family planning
      • Adoption Assistance
      • Autism Benefit
      • Employee Assistance Plan, including up to 10 free counseling sessions
      • Healthy You Incentives, wellness rewards program
      • Doctor on Demand, virtual doctor visits
      • Bright Horizons, child and elder care services
      • Teladoc Medical Experts, second opinion program
      • And more!

    At Collins, the paths we pave together lead to limitless possibility. And the bonds we form – with our customers and with each other - propel us all higher, again and again.

    Apply now and be part of the team that’s redefining aerospace, every day.

    Employee Referral Eligible

    The salary range for this role is 96,000 USD - 200,000 USD. The salary range provided is a good faith estimate representative of all experience levels. RTX considers several factors when extending an offer, including but not limited to, the role, function and associated responsibilities, a candidate’s work experience, location, education/training, and key skills.

    Hired applicants may be eligible for benefits, including but not limited to, medical, dental, vision, life insurance, short-term disability, long-term disability, 401(k) match, flexible spending accounts, flexible work schedules, employee assistance program, Employee Scholar Program, parental leave, paid time off, and holidays. Specific benefits are dependent upon the specific business unit as well as whether or not the position is covered by a collective-bargaining agreement.

    Hired applicants may be eligible for annual short-term and/or long-term incentive compensation programs depending on the level of the position and whether or not it is covered by a collective-bargaining agreement. Payments under these annual programs are not guaranteed and are dependent upon a variety of factors including, but not limited to, individual performance, business unit performance, and/or the company’s performance.

    This role is a U.S.-based role. If the successful candidate resides in a U.S. territory, the appropriate pay structure and benefits will apply.

    RTX anticipates the application window closing approximately 40 days from the date the notice was posted. However, factors such as candidate flow and business necessity may require RTX to shorten or extend the application window.

    RTX is An Equal Opportunity/Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or veteran status, age or any other federally protected class.

    Privacy Policy and Terms:

    Click on this link to read the Policy and Terms

  • 15 Days Ago

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Digital Banking Specialist - Temporary
  • AmeriCU Credit Union
  • Rome, NY TEMPORARY
  • Digital Banking Specialist - Temporary Position 231 Hill Road, Rome, NY 13441 Starting pay $30.33/hour to $37.91/hour, actual rate will depend on experience Length of assignment is between 3-6 months....
  • 5 Days Ago

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Investment Banking Internship - Copenhagen
  • Into City Prep
  • Copenhagen, NY INTERN
  • Investment Banking InternSeeking a hardworking undergraduate or recent graduate passionate about investment banking. You may get involved with analysing markets, creating complex financial models, pro...
  • 1 Month Ago

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Compliance Specialist
  • LIFEPlan CCO NY LLC
  • Utica, NY OTHER
  • Job Details Job Location: Utica - Utica, NY Salary Range: $25.00 - $26.75 Hourly DescriptionJob Summary: The Compliance Specialist applies ethical and confidential auditing and investigatory standards...
  • 19 Days Ago

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Compliance Specialist
  • Coordinated Care Alliance Ny Inc
  • Utica, NY FULL_TIME
  • Job Summary: The Compliance Specialist applies ethical and confidential auditing and investigatory standards to effectively review and evaluate/assess that CCANY’s practices and documentation comply w...
  • 24 Days Ago

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Compliance Investigator
  • RCIL
  • Utica, NY FULL_TIME
  • Pay Rate: $21.35 per hourStatus: Non-ExemptBenefits:37.5 hour work week, flexible work schedule menu to include the ability to work: a four-day work week, four-day work week, every other week, or a ty...
  • 1 Month Ago

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0 Compliance Manager (Banking) jobs found in Utica, NY area

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Global Logistics Analyst
  • BARTELL MACHINERY SYSTEMS, LLC
  • Rome, NY
  • The Position This position is a member of the Distribution Center Department. The Global Logistics Analyst will report d...
  • 4/19/2024 12:00:00 AM

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Fleet (Route) Maintenence Supervisor
  • Penske
  • Utica, NY
  • Responsibilities As a Penske Maintenance Supervisor you will use your excellent communication, organization, and multita...
  • 4/19/2024 12:00:00 AM

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Warehouse Associate
  • Walmart
  • Utica, NY
  • **Job Summary:** As a Warehouse Associate at Walmart, you will play a crucial role in the efficient operation of the dis...
  • 4/19/2024 12:00:00 AM

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Stocker
  • Walmart
  • Utica, NY
  • A Walmart stocker, also known as a backroom associate or overnight stocker, plays a crucial role in ensuring that mercha...
  • 4/19/2024 12:00:00 AM

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Travel Nurse RN - ED - Emergency Department - $2,260 per week
  • Triage Staffing
  • Utica, NY
  • Triage Staffing is seeking a travel nurse RN ED - Emergency Department for a travel nursing job in Utica, New York.Job D...
  • 4/19/2024 12:00:00 AM

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Human Resources Director
  • Walrath Recruiting Inc.
  • Utica, NY
  • Salary: $120-140k Base + Bonus Job Title: Director of Human Resources Job #: 4809 Location: Utica, NY Category: Human Re...
  • 4/18/2024 12:00:00 AM

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Factory Planner
  • CONMED Corporation
  • Utica, NY
  • Factory Planner If you are a results oriented individual looking to apply your planning, data analysis, execution and an...
  • 4/18/2024 12:00:00 AM

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Senior Director of Finance
  • Nonprofit Organization
  • Utica, NY
  • Job Description Job Description This position is responsible for high level oversight of all fiscal functions of the org...
  • 4/17/2024 12:00:00 AM

Utica (/ˈjuːtɪkə/ (listen)) is a city in the Mohawk Valley and the county seat of Oneida County, New York, United States. The tenth-most-populous city in New York, its population was 62,235 in the 2010 U.S. census. Located on the Mohawk River at the foot of the Adirondack Mountains, Utica is approximately 95 miles (153 kilometers) northwest of Albany, 55 mi (89 km) east of Syracuse and 240 miles (386 kilometers) northwest of New York City . Utica and the nearby city of Rome anchor the Utica–Rome Metropolitan Statistical Area, which comprises all of Oneida and Herkimer counties. Formerly a rive...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$75,441 to $115,910
Utica, New York area prices
were up 1.5% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020