Compliance Manager jobs in the United States

Compliance Manager designs and develops programs, policies, and practices to ensure that the organization complies with federal, state, and local regulatory requirements. Manages the monitoring of business activities for compliance with applicable rules and regulations. Being a Compliance Manager tracks relevant laws and regulations and directs staff to update operating manuals and procedural documents when regulations change. Prepares compliance status reports for internal management and regulatory agencies as required. Additionally, Compliance Manager requires a bachelor's degree. Typically reports to top management. The Compliance Manager manages subordinate staff in the day-to-day performance of their jobs. True first level manager. Ensures that project/department milestones/goals are met and adhering to approved budgets. Has full authority for personnel actions. Extensive knowledge of department processes. To be a Compliance Manager typically requires 5 years experience in the related area as an individual contributor. 1 to 3 years supervisory experience may be required. (Copyright 2020

SOX Compliance Analyst
  • Openmind Technologies
  • San Jose, CA
  • The manager will act as the primary point of contact between IT and internalexternal auditors to ... Position Sr. IT SOX Compliance Manager Contract Duration Long term project Location San Jose, CA
  • 3 days ago

Compliance Specialist
  • SchoolsFirst Federal Credit Union
  • Tustin, CA
  • Collects, interprets, and disseminates regulatory information to credit union management. This position description is derived from the organizational Compliance Specialist, however is focused on ...
  • 3 days ago

Compliance Monitoring Officer
  • Heritage Bank
  • Tacoma, WA
  • The Compliance Monitoring Officer is responsible for directing, managing, coordinating and performing, the compliance monitoring functions for the Bank, and will work closely with other members of ...
  • 3 days ago

Senior Investigator I
  • Jersey City, NJ
  • Escalate issues to management for final decision-making. Reviews alerts, communications and workflows related to brokerage/bank customer activity, OFAC compliance, negative news articles and cash ...
  • 4 days ago

Director, Head of Compliance, Search and Assistant
  • Mountain View, CA
  • Minimum qualifications 10 years of compliance and/or risk management experience. Experience designing and implementing compliance programs. Experience in project and time management, managing ...
  • 4 days ago

Stormwater Compliance Specialist
  • City of Santa Maria
  • Santa Maria, CA
  • The Stormwater Compliance Specialist is a working title for the regular classification of Regulatory Compliance Specialist, which is a full-time position. This recruitment may fill current and/or ...
  • 5 days ago

Compliance Analyst I
  • Metasys Inc
  • Channelview, TX
  • Some Project Management skills. * A Bachelors degree or Trade Compliance Certification. Desired Skills and Competencies * Excellent interpersonal, communication, and facilitation skills with a focus ...
  • 5 days ago

Compliance Manager
  • Curaleaf
  • Sacramento, CA
  • The Compliance Manager can be located anywhere in Northern California: Sacramento, Davis, Fair Oaks, Oakland, Rancho Cordova Areas* The Compliance Manager will ensure compliance with regulations ...
  • 6 days ago

Income Estimation for Compliance Manager jobs
$97,361 to $141,621