Compliance Officer jobs in the United States

The Compliance Officer ensures that investigations follow the approved process, are lawfully and objectively conducted, are thorough in gathering all material facts and present an accurate accounting of the issues. Conducts investigations of alleged violations of the corporation's ethical standards or non-compliance with applicable laws, regulations and corporate policy. Being a Compliance Officer recommends proactive measures that will reduce the risk of similar future incidents. Presents clear, concise, and factual reports that enable fair and relevant decisions to be made. In addition, Compliance Officer typically requires a bachelor's degree. Typically reports to a manager or head of a unit/department. May require a Certified Fraud Examiner (CFE) certification. Being a Compliance Officer contributes to moderately complex aspects of a project. Work is generally independent and collaborative in nature. Working as a Compliance Officer typically requires 4 to 7 years of related experience. (Copyright 2021

Chief Financial Officer
  • CyberCoders
  • San Jose, CA
  • Chief Financial Officer Job Title: CFO Job Location: Remote Job Salary: TBD Requirements: 1.) 8+ ... Your Right to Work - In compliance with federal law, all persons hired will be required to verify ...
  • 15 hours ago

Statewide Chief Human Resources Officer
  • Department of Personnel & Administration
  • Denver, CO
  • The Statewide Chief Human Resources Officer (CHRO) is responsible for developing and executing ... compliance issues Operational Leadership * Drive the use of technology to improve program and ...
  • 2 days ago

Compliance, GS Select Compliance Officer, Vice President
  • Regional Recreation Corporation of Wood Buffalo
  • Salt Lake City, UT
  • Learn more Careers Center Compliance, GS Select Compliance Officer, Vice President in Salt Lake City, Utah | Careers at 0714 077 M512 0000|Compliance Division|Compliance|GS Bank Compl|Global ...
  • 2 days ago

Chief Compliance Officer
  • Jobot
  • Salt Lake City, UT
  • Job Details The Compliance Manager will be responsible for managing mortgage compliance system and will report to the CCO/CEO. The successful candidate will enhance and communicate the state of the ...
  • 3 days ago

Chief Executive Officer
  • Astiva Health, Inc.
  • Costa Mesa, CA
  • The CEO will be a proactive partner with the board of directors on vision, mission, and strategy ... Control the compliance with legal and regulatory guidelines, as well as, in-house policies to ...
  • 4 days ago

Chief Compliance Officer, Cash App Investing
  • Cash App
  • San Francisco, CA
  • The Compliance team is looking for a Chief Compliance Officer (CCO) to lead the broker-dealer compliance program for our subsidiary, Cash App Investing LLC (CAI). We are looking for CCO who has deep ...
  • 5 days ago

Compliance, GS Select Compliance Officer, Vice President
  • Goldman Sachs
  • Salt Lake City, UT
  • The Compliance Officer will work closely with colleagues in the Global Compliance Department to execute the compliance risk management program as described below. Regulatory Compliance: * Implement ...
  • 5 days ago

Compliance Officer, Monitoring & Surveillance
  • S&P Global
  • Centennial, CO
  • Compliance Officer Monitoring & Surveillance Grade ( relevant for internal applicants only ): GL11 The Location: London, New York, Centennial The Team: The Control, Monitoring & Examination Group ...
  • 5 days ago

Income Estimation for Compliance Officer jobs
$73,603 to $120,169

Career Path for Compliance Officer