Compliance Supervisor jobs in Alamogordo, NM
Recently Added Compliance Supervisor jobs
Compliance/BSA Administrator
- CNB Bank
-
Carlsbad, NM
FULL_TIME
-
CNB BankJob Description
Job Title: Marijuana Relationship AdministratorDepartment: ComplianceReports To: BSA/Compliance Officer
Definitions:Marijuana Related Business: (MRB), Bank Secrecy Act (BSA), Cannabis Control Division of NM (CCD); Suspicious Activity Reports (SAR), High-Risk Monitoring (HRM),
SUMMARY
To assist the BSA Officer by administering and managing the bank’s Cannabis/MRB program. The Marijuana Relationship Administrator will act as the primary liaison with the bank’s Cannabis or Marijuana-Related Businesses. To act as secondary support to the BSA officer by acting as backup for the BSA Administrator. To be one of the primary points of contact between the bank and audit/examination personnel.
ESSENTAIL DUTIES AND RESPONSIBILITIES- Act as the primary administrator of the day-to-day activities related to the bank’s Cannabis/MRB program.
- Help solicit and develop relationships with local and regional cannabis-related businesses throughout the state.
- Prepare and submit finalized MRB/Cannabis Account Applications with a summary of the final recommendation to approve or deny the applicant.
- Conduct regular assessments of current MRB/Cannabis relationships to ensure the businesses comply with all applicable state and local laws and regulations.
- Complete and submit quarterly Marijuana Related Suspicious Activity Reports to FinCEN, a subsidiary of the US Department of Treasury.
- Prepare and present quarterly MRB/Cannabis Business Activity reports to the BSA Officer. Assist the BSA Officer with ensuring bank personnel are adequately trained to comply with Federal, State, and CCD laws and regulations.
- Prepare and conduct MRB Cannabis Training annually with all bank personnel.
- Conduct quarterly/annual site visits for each location an MRB owns and operates.
Under minimal supervision; act as backup to the BSA Officer to obtain or develop data collection systems supporting bank-related regulatory compliance issues. Areas of compliance information gathering will include, but not be limited to:- The Cannabis Control Act/Cannabis Regulation Act/Compassionate Use Act
- Bank Secrecy Act & U. S. Patriot Act:
Currency Transaction Reports, Monetary Instrument Logs, Suspicious Activity Report, Anti-Money Laundering, High Risk, Customer/Account monitoring, Kiting Monitoring, Customer Identification Program, OFAC & Information Sharing 314a list, Identity Theft.- Operational Compliance:
Funds Availability Act, Regulation DD – Truth in Savings Act,
- Act as backup to the BSA Administrator for the daily administration of the bank’s BSA automated transaction monitoring software, “Verafin”.
- Monthly customer identification program review.
- Assist management by the development and implementation of periodic reporting tools, including both statistical and narrative information derived from ongoing data collection efforts.
- Participate in Quarterly Compliance Committee meetings and preparation of meeting minutes.
- Develop and maintain a strong working relationship with third-party compliance audit service providers and regulatory examination staff.
- Assist with updates to all BSA and related regulatory policy statements as needed or write new policies as needed.
- Assist with the development of BSA-related training and facilitate meetings. Assist with training of all staff on changes as needed.
- Attend training seminars or equivalent online training as well as continued education.
EDUCATION and/or EXPERIENCE- High School education or GED
- Strong written, verbal, and interpersonal skills
- Knowledge of banking terminology
- Ability to do extensive research, prepare reports and written summaries.
- Training will be provided to qualified candidates who do not have previous BSA / AML experience.
- 7 Days Ago
Water Production Compliance Operator
- Village of Ruidoso
-
Ruidoso, NM
FULL_TIME
- Classification Under limited supervision, performs duties that ensure the Village of Ruidoso is in compliance with the rules & regulations of regulatory agencies and that Village policies and procedur...
- 25 Days Ago
Regulatory Compliance Specialist
- HF Sinclair Corporation
-
Artesia, NM
FULL_TIME
- Basic FunctionHF Sinclair Midstream is seeking a Regulatory Compliance Specialist. This position is open to location. The Regulatory Compliance Specialist conducts and supports compliance of DOT/PHMSA...
- 27 Days Ago
Supervisor
- Aspen Dental
-
Roswell, NM
FULL_TIME
- At Aspen Dental, we put You first, offering the security and job stability that comes with working with a world-class dental service organization (DSO). Our best-in-class training program, competitive...
- 7 Days Ago
Water Quality Compliance SME (Subject Matter Expert)
- chloeta
-
Alamogordo, NM
FULL_TIME
- Job Title Water Quality Compliance SME (Subject Matter Expert) Location Alamogordo, NM 88310 US (Primary)Albuquerque, NM 87117 USClovis, NM USMelrose, NM 88124 US Job Type Full-time Travel 50 - 60% Jo...
- 23 Days Ago
Area Supervisor
- Ross Stores
-
Alamogordo, NM
FULL_TIME
- Our values start with our people, join a team that values you!We are the nation’s largest off-price retailer with over 2,000 stores, and a strong track record of success and growth. Our focus has alwa...
- 17 Days Ago
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0 Compliance Supervisor jobs found in Alamogordo, NM area
Material Handler
- Walmart
-
Alamogordo, NM
- **Job Summary:** As a Material Handler at Walmart, you will be responsible for efficiently managing the flow of material...
- 4/24/2024 12:00:00 AM
Licensed Clinical Social Worker (True North)
- Air Force Civilian Service
-
Holloman Air Force Base, NM
- ???? Elevate Your Career at Holloman Air Force Base - Exciting Opportunities for Licensed Clinical Social Workers in Ala...
- 4/24/2024 12:00:00 AM
Travel Nurse RN - Med Surg - $1,508 per week
- Hiring Now!
-
Alamogordo, NM
- TalentBurst, Inc is seeking a travel nurse RN Med Surg for a travel nursing job in Alamogordo, New Mexico. Job Descripti...
- 4/23/2024 12:00:00 AM
Test Project Manager
- Qualis Corporation
-
Holloman Air Force Base, NM
- The 846th Test Squadron (846 TS) requires a seasoned test project manager to perform technical management of rocket sled...
- 4/23/2024 12:00:00 AM
Acquisition Project Manager
- Canvas Inc.
-
Alamogordo, NM
- Job Title: Acquisition Project Manager Location: Alamogordo, NM Canvas Inc is seeking an Acquisition Project Manager (PM...
- 4/23/2024 12:00:00 AM
Personal Banker Sudderth
- Pnc Financial Services Group Inc.
-
Ruidoso, NM
- Position OverviewJob DescriptionAcquires and deepens the branch customer base through a variety of proactive sales and s...
- 4/23/2024 12:00:00 AM
LEAD EDUCATIONAL TECHNICIAN (CHILD DEVELOPMENT)
- Air Education and Training Command
-
Holloman Air Force Base, NM
- Summary Click on "Learn more about this agency" button below to view Eligibilities being considered and other IMPORTANT ...
- 4/23/2024 12:00:00 AM
Branch Office Administrator
- Edward Jones
-
Alamogordo, NM
- Would you call yourself a relationship builder, a problem solver or a critical thinker? If you answered yes, we need you...
- 3/20/2024 12:00:00 AM
About Alamogordo, New Mexico
As of 2010, Alamogordo had a total area of 19.3 square miles (50.0 km2), all of it land. The city is located at an elevation of 4,336 feet (1,322 m) on the western flank of the Sacramento Mountains and on the eastern edge of the Tularosa Basin. It lies within the Rio Grande rift and in the northernmost part of the Chihuahuan Desert.:36 Tectonic activity is low in the Tularosa Basin. Plants native to the area are typical of the southern New Mexico foothills and include creosote bush, mesquite, saltbush, cottonwood, desert willow, and many species of cactus and yucca.
The Tularosa Basin is an en...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Supervisor jobs
$85,887 to $115,020
Alamogordo, New Mexico area prices
were up 2.5% from a year ago
were up 2.5% from a year ago