Discount Brokerage Operations Manager jobs in Rock Hill, SC

Discount Brokerage Operations Manager oversees the daily operations of a discount brokerage. Ensures that brokerage operations adhere to the organization's financial and business strategies. Being a Discount Brokerage Operations Manager monitors the purchase and sale of securities for clients at discounted commissions. Ensures accuracy of transactions, oversees account maintenance, and acts as a liaison with the organization's full-service broker as needed. Additionally, Discount Brokerage Operations Manager ensures compliance with all relevant government regulations. Keeps abreast of market conditions. Requires NASD Series 7 license. Requires a bachelor's degree in a related area. Typically reports to a director. The Discount Brokerage Operations Manager typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. To be a Discount Brokerage Operations Manager typically requires 3+ years of managerial experience. (Copyright 2020


64 Discount Brokerage Operations Manager jobs found in Rock Hill, SC area

Customer Service Clerk (Full-Time or Part-Time)
  • Premier - Germantown, MD
  • Charlotte, NC
  • ... a discount % amount. Ability to perform these operations using units of American currency ... We have placed over 1000 Managers since the year 2000. We specialize in recruiting for the ...
  • 2 days ago

Store Manager / Operator
  • Grocery Outlet
  • Chester, SC
  • Requirements At least 4 years of experience running the entire operations of a Grocery and/or Big ... Company Description In 1946, Jim Read started selling military surplus for deep discounts and ...
  • 2 days ago

Operational Initiatives Manager 1 - WCS Reporting/Road Mapping Leader (WIM)
  • Wells Fargo Bank
  • Charlotte, NC
  • Services include comprehensive planning and advice, investment management, brokerage, private ... operational risk, improve efficiency, increase consistency/coordination, and bring focus on product ...
  • 2 days ago

Java Back-end / Full Stack Developer
  • HR Pundits
  • Charlotte, NC
  • Knowledge in Docker framework and deployments, container management Experience configuring ... Experience with message-based architectures using Kafka or another message broker Working knowledge ...
  • 6 days ago

Operations Manager
  • ClearChoice Dental Implant Centers
  • Fort Mill, SC Full-Time
  • Operations Manager ClearChoice was founded in 2005 to bring an innovative and patient-focused approach to solve gaps wit...
  • 22 Days Ago
Operations Manager
  • LPL Financial
  • Fort Mill, SC Full-Time
  • LPL Financial is currently in search of an Operations Manager who will be responsible for managing front-line employees ...
  • 2 Months Ago
Rock Hill is the largest city in York County, South Carolina, United States and the fifth-largest city in the state. It is also the fourth-largest city of the Charlotte metropolitan area, behind Charlotte, Concord, and Gastonia (all located in North Carolina, unlike Rock Hill). As of the 2010 Census, the population was 66,154. In 2016, the population had increased to 72,937. The total population of Rock Hill inside the city limits and outside the city limits as of 2017 was estimated at 117,375 people. The city is located approximately 25 miles (40 km) south of Charlotte and approximately 70 mi...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Discount Brokerage Operations Manager jobs
$64,253 to $129,657
Rock Hill, South Carolina area prices
were up 1.5% from a year ago

Discount Brokerage Operations Manager in Charlotte, NC
Lead high severity incidents to quick technical resolution.
August 24, 2019
Provide leadership in the strategic vision and benefits of applications and seek continuous infrastructure/system/application improvement opportunities in performance and stability.
October 09, 2019
Review and track root cause analysis and preventative action items for high severity and reoccurring issues.
February 11, 2020