Discount Brokerage Operations Manager oversees the daily operations of a discount brokerage. Ensures that brokerage operations adhere to the organization's financial and business strategies. Being a Discount Brokerage Operations Manager monitors the purchase and sale of securities for clients at discounted commissions. Ensures accuracy of transactions, oversees account maintenance, and acts as a liaison with the organization's full-service broker as needed. Additionally, Discount Brokerage Operations Manager ensures compliance with all relevant government regulations. Keeps abreast of market conditions. Requires NASD Series 7 license. Requires a bachelor's degree in a related area. Typically reports to a director. The Discount Brokerage Operations Manager typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. To be a Discount Brokerage Operations Manager typically requires 3+ years of managerial experience. (Copyright 2024 Salary.com)
Are you a talented professional who excels at personalized service, enjoys getting involved in your communities, and has a desire to work for an award-winning Best Bank?
Montecito Bank & Trust is seeking a full-time Community Banking Operations Manager in our Community Banking department. This position will be responsible for all operational and administrative management of the Branch Network to ensure effective and efficient branch operations, associate development and engagement, exceptional client service, and compliance with regulations and policies to ensure satisfactory and above audit ratings while supporting and encouraging the community outreach efforts. The Community Banking Operations Manager will partner with the Sales Manager to ensure that products and services are promoted. This position will serve as a direct liaison between the operations at each branch and other departments within the Bank. This role requires leadership, support, and onsite observational and interactive coaching and mentorship to branch managers throughout all branches. Traveling and visiting branches will be a large part of this position. This is an exempt position reporting to the President & Chief Operating Officer. This position does not have the ability to work hybrid or remote and will be in-person at our MB&T Administrative Offices.
Minimum Requirements, Activities, & Responsibilities
Education and Experience:
Essential Functions:
Skills and Capabilities:
Interested in applying? Visit our website at www.montecito.bank/careers
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Equal Opportunity Employer/Disabled/Veteran
** The typical hiring range based on qualifications and pay equity is $140,577.49-$169,370.47
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