Discount Brokerage Operations Manager jobs in Santa Barbara, CA

Discount Brokerage Operations Manager oversees the daily operations of a discount brokerage. Ensures that brokerage operations adhere to the organization's financial and business strategies. Being a Discount Brokerage Operations Manager monitors the purchase and sale of securities for clients at discounted commissions. Ensures accuracy of transactions, oversees account maintenance, and acts as a liaison with the organization's full-service broker as needed. Additionally, Discount Brokerage Operations Manager ensures compliance with all relevant government regulations. Keeps abreast of market conditions. Requires NASD Series 7 license. Requires a bachelor's degree in a related area. Typically reports to a director. The Discount Brokerage Operations Manager typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. To be a Discount Brokerage Operations Manager typically requires 3+ years of managerial experience. (Copyright 2024 Salary.com)

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Community Banking Operations Manager
  • Montecito Bank & Trust
  • Santa Barbara, CA FULL_TIME
  • Are you a talented professional who excels at personalized service, enjoys getting involved in your communities, and has a desire to work for an award-winning Best Bank? 

    Montecito Bank & Trust is seeking a full-time Community Banking Operations Manager in our Community Banking department. This position will be responsible for all operational and administrative management of the Branch Network to ensure effective and efficient branch operations, associate development and engagement, exceptional client service, and compliance with regulations and policies to ensure satisfactory and above audit ratings while supporting and encouraging the community outreach efforts. The Community Banking Operations Manager will partner with the Sales Manager to ensure that products and services are promoted. This position will serve as a direct liaison between the operations at each branch and other departments within the Bank. This role requires leadership, support, and onsite observational and interactive coaching and mentorship to branch managers throughout all branches. Traveling and visiting branches will be a large part of this position. This is an exempt position reporting to the President & Chief Operating Officer. This position does not have the ability to work hybrid or remote and will be in-person at our MB&T Administrative Offices.


    Minimum Requirements, Activities, & Responsibilities

    Education and Experience: 

    • High school diploma or equivalent required; college degree preferred
    • A minimum of eight to ten years of banking experience, or similar experience, required
    • Five years’ experience in coordinating and/or managing a multi-branch network required
    • Comprehensive knowledge of financial service industry products, operations, and procedures required
    • Knowledge of local, state, and federal laws and regulations as they apply to financial institutions required
    • Fiserv experience and Consumer and Business lending experience preferred
    • The ability to be registered as a Mortgage Loan Originator (MLO)

    Essential Functions:

    • Communicates goals and direction with branch managers to ensure clear understanding of rules, regulations, requirements, and expectations
    • Fosters the development of branch management and associates through training, mentoring, counseling, and motivating
    • Coordinates and monitors all staff in performance of daily activities, including training, hiring, and evaluating
    • Identifies areas for improvement, changes in procedures, or new developments for updates to services or products
    • Focuses on retaining, growing, and increasing profit of existing relationships through excellent customer service and branch experiences
    • Manages, monitors and minimizes the community bank operating losses
    • Other activities and duties as assigned 

    Skills and Capabilities:

    • Must have strong critical thinking skills with the ability to effectively handle simultaneous and changing priorities while meeting deadlines
    • Ability to consistently conduct observational and onsite leadership, mentorship, and coaching 
    • Ability to successfully work with all stakeholders: customers, prospects, regulators, board members, vendors, senior leadership, and subordinates
    • Ability to make timely, independent decisions within authority and assigned responsibilities
    • Ability to be solutions oriented, a problem solver with sense of urgency with excellent time management skills

    Interested in applying? Visit our website at www.montecito.bank/careers 

    Review opening using the “Apply Now” tab on our Careers web page. 

    Once you've selected the desired position, click “Apply" on the top right-hand corner of the web page.

    Create a personal log-in to submit your expression of interest.

    A member of our Human Resources department will reach out to you to let you know whether or not you have been selected to move forward in the interview process.

    Equal Opportunity Employer/Disabled/Veteran

    ** The typical hiring range based on qualifications and pay equity is $140,577.49-$169,370.47

  • 18 Days Ago

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OPERATIONS ASSISTANT MANAGER
  • Dollar Tree
  • Goleta, CA FULL_TIME
  • Work where you love to shop! Dollar Tree is hiring in your neighborhood. Avoid long commutes and set your own course to success by applying today.We offer generous benefits, flexible work schedules an...
  • 11 Days Ago

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Behavioral Health Operations Manager
  • CenCal Health
  • Santa Barbara, CA FULL_TIME
  • Company DescriptionLooking for a career that makes a difference in people’s lives? CenCal Health is a locally-run, not-for-profit health plan that serves nearly 180,000 people, with offices in both Sa...
  • 11 Days Ago

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Marketing Operations Manager
  • PayJunction
  • Santa Barbara, CA FULL_TIME
  • We are seeking an experienced and hands-on Marketing Operations Manager to own the Marketing Operations function of PayJunction’s growing Revenue Operations team. The ideal candidate will be responsib...
  • 2 Months Ago

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Operations Manager ("Gerente de Operaciones")
  • AZUL HOSPITALITY
  • Santa Barbara, CA OTHER
  • Job Details Job Location: Courtyard Santa Barbara Downtown - Santa Barbara, CA Position Type: Full Time Salary Range: $68,000.00 - $75,000.00 Salary Job Shift: Any Job Category: Management Description...
  • 18 Days Ago

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Operations Manager ("Gerente de Operaciones")
  • Courtyard Santa Barbara Downtown
  • Santa Barbara, CA FULL_TIME
  • POSITION PURPOSE To manage the Hotel Operations by developing and implementing strategies and services which not only meet, but rather exceed the needs of guests, staff members and owners. The Directo...
  • 24 Days Ago

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0 Discount Brokerage Operations Manager jobs found in Santa Barbara, CA area

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Sr. Process Engineer
  • Teledyne
  • Goleta, CA
  • Be visionary Teledyne Technologies Incorporated provides enabling technologies for industrial growth markets that requir...
  • 4/24/2024 12:00:00 AM

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Store Manager - Coastal Santa Barbara
  • Caliva
  • Santa Barbara, CA
  • The Store Manager drives the retail store business and customer experience to achieve established goals through hands-on...
  • 4/24/2024 12:00:00 AM

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Director, Operations
  • Ametek, Inc.
  • Goleta, CA
  • Ametek, Inc. SUMMARY: Directs, coordinates, and exercises functional authority for planning, organization, control, inte...
  • 4/23/2024 12:00:00 AM

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Shipping & Receiving/Material Handler
  • Modern Space Los Angeles, Inc.
  • Oxnard, CA
  • Job Description Job Description Shipping and Receiving/Material Handler SUMMARY: Under the general supervision of the Wa...
  • 4/23/2024 12:00:00 AM

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Guest Service Associate - Ventura, Ca
  • National Health Foundation
  • Ventura, CA
  • POSITION TITLE: Guest Service Associate REPORTS TO: Operations Manager LOCATION: Ventura, County, CA CLASSIFICATION: Non...
  • 4/22/2024 12:00:00 AM

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Assistant Golf Professional
  • La Cumbre Country Club
  • Santa Barbara, CA
  • Assistant Golf Professional Base Salary: $60,000.00 - $70,000.00 Per Year Housing Allowance Overview Nestled between the...
  • 4/22/2024 12:00:00 AM

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Operations Manager
  • Kanaloa Seafood
  • Oxnard, CA
  • Company Description Kanaloa Seafood is the first certified sustainable seafood company in the United States. For over 30...
  • 4/21/2024 12:00:00 AM

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Assistant Golf Professional
  • La Cumbre Country Club
  • Santa Barbara, CA
  • Assistant Golf Professional Base Salary:$60,000.00 - $70,000.00 Per Year Housing Allowance Overview Nestled between the ...
  • 4/21/2024 12:00:00 AM

Santa Barbara (Spanish: Santa Bárbara) is the county seat of Santa Barbara County in the U.S. state of California. Situated on a south-facing section of coastline, the longest such section on the West Coast of the United States, the city lies between the steeply rising Santa Ynez Mountains and the Pacific Ocean. Santa Barbara's climate is often described as Mediterranean, and the city has been promoted as the "American Riviera". As of 2014, the city had an estimated population of 91,196, up from 88,410 in 2010, making it the second most populous city in the county after Santa Maria. The contig...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Discount Brokerage Operations Manager jobs
$77,210 to $155,841
Santa Barbara, California area prices
were up 2.5% from a year ago

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