Financial Retail Sales Assistant - Registered jobs in Santa Barbara, CA
Financial Retail Sales Assistant - Registered provides sales and business development support for one or more licensed/registered investment product sales representatives. Performs customer service and administrative tasks to answer product questions, make changes to accounts, open new accounts, and receive orders. Being a Financial Retail Sales Assistant - Registered may execute orders from existing clients. Maintains a sales and referral database and uses telemarketing and customer profiling to generate leads and additional business opportunities with existing and prospective clients. Additionally, Financial Retail Sales Assistant - Registered coordinates referrals, sales appointments, and requests for information. Has a solid knowledge and understanding of the firm's product offerings. May require a bachelor's degree. Requires completion of the FINRA Series 63 Uniform Securities Agent State Law Examination and any state licensing. Depending on the product's sold, may also require completion of FINRA Series 7 General Securities Representative qualification. Typically reports to a supervisor or manager. The Financial Retail Sales Assistant - Registered work is closely managed. Works on projects/matters of limited complexity in a support role. To be a Financial Retail Sales Assistant - Registered typically requires 0-2 years of related experience. (Copyright 2024 Salary.com)
Recently Added Financial Retail Sales Assistant - Registered jobs
Administrative Assistant
- Ameriprise Financial
-
Santa Barbara, CA
PART_TIME
- Ojai Private Wealth Advisors, an advisory practice of Ameriprise Financial, is looking to hire a part-time administrative assistant 10-20 hours a week. This is an on-site position. The pay is $20-25 an hour depending on education and experience. This is a great opportunity to join a robust financial planning team. As an administrative assistant you will be at the forefront of delivering a positive client experience with a welcoming and professional atmosphere. Responsibilities Client advocate providing exceptional client service and a referable experience for a high level of client satisfaction. Acting as the first line of response, you will communicate in an open, helpful, and engaging tone and focus on finding the right solution to address questions and resolve issues. Maintain consistent and regular client contact to grow and deepen existing client relationships Managing client’s service models Scheduling and confirming meetings Greeting clients and potential clients Providing necessary follow-up Provide general administrative duties Answering the advisor’s phone Processing expense management reports Ordering office supplies Preparing routine client correspondence Assisting clients with secure site Scanning and submitting forms Incoming checks and mail log CRM documentation Benefits Competitive salary and incentive program 401(k) Retirement Plan – elective deferrals and matching employer contributions Company Profit Sharing Plan Excellent training opportunities. Increase your knowledge in the industry with our licensing reimbursement program. Professional Career Development Plan – We work with you to identify your desired career path and provide growth opportunities within our practice. Being a part of a team that truly cares for their clients and one another! Team culture and our environment is VERY important to us – honesty, integrity, excellence, supportive, communicative, collaborative, encouraging, engaging and fun! Required Qualifications College or associate degree is required. Professional, friendly, and enjoys speaking with people. Experience working in a client service environment providing high level client service. Detail orientated Good organization and time management skills. Able to manage multiple priorities and prioritize effectively. Able to independently work with minimal supervision. Exceptional communication skills, both verbally and written. Able to communicate with all levels within the organization. Process oriented and can work with a team. Strong computer and software skills. About Our Company Ojai Private Wealth Advisors is a private wealth advisory practice of Ameriprise Financial Services, LLC. Our advisors care for their staff and their clients, we use outstanding client service and personalized, comprehensive financial advice, to work with our clients passionately to help them plan to achieve their goals so they can experience more confidence now and throughout retirement. Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law. At Ameriprise Financial, we’re not just in the business of helping clients with their financial goals – we also help our advisors and employees reach their true potential by embracing an inclusive and collaborative culture. We celebrate the unique qualities and reward the contributions of our talented, passionate employees. If you’re motivated and want to work for a strong, ethical company that cares about you and your community, take the next step with Ameriprise Financial. This position is with an Ameriprise Financial Franchise owner. Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law. Base Pay Salary California Residents Only: The estimated hourly rate for this role is $20 - $25 / hour. Base salaries are determined, in part, based on job-related knowledge, skills, experience, and geographical work location. In addition, most of our roles are eligible for variable pay in the form of bonus, commissions, and/or long-term incentives depending on the role. We also have a competitive and comprehensive benefits program that support all aspects of your health and well-being. Full-Time/Part-Time Part time We’re a diversified financial services leader with more than $1 trillion in assets under management and administration. Our team of 20,000 people in more than 20 countries advise, manage and protect the assets and income of more than 2 million individual, small business and institutional clients. We are a long-standing leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial Services, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.
- 27 Days Ago
Financial Assistant
- University of California - Santa Barbara
-
Santa Barbara, CA
FULL_TIME
- Payroll Title: Blank Assistant 3Job Code: 004722Job Open Date: 02/16/2024Application Review Begins: 03/05/2024; open until filledDepartment Code (Name): HASC (HSSB Administrative Support Center)Percen...
- 13 Days Ago
Marketing Assistant
- PlanMember Financial Corporation
-
Carpinteria, CA
FULL_TIME
- Department Marketing Classification Non-Exempt, Eligible for Pre-Approved Overtime Location Carpinteria Headquarters, On-site Position Type Full Time Description As our Marketing Assistant, you will b...
- 3 Days Ago
Sales Representative - Remote
- UniTrust Financial Group
-
Santa Barbara, CA
FULL_TIME
- Sales Representative - Remote Company: InsuraTec Services Group Location: Remote About Us: InsuraTec Services Group is a leading provider of financial planning and insurance services. We are currently...
- 4 Days Ago
Sales Supervision Principal
- PlanMember Financial Corporation
-
Carpinteria, CA
FULL_TIME
- Department Operations Classification Non-Exempt, Eligible for Pre-Approved Overtime Location On-Site at Carpinteria, CA Headquarters or Full Time Remote is available Position Type Full Time Descriptio...
- 2 Months Ago
Financial Associate
- Foronjy Financial
-
Santa Barbara, CA
FULL_TIME
- We are a boutique Wealth Management firm that has been growing at a rapid rate due to extraordinary client loyalty and frequent referrals from existing clients. We are looking for a candidate with Fin...
- 27 Days Ago
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0 Financial Retail Sales Assistant - Registered jobs found in Santa Barbara, CA area
District Manager
- Sun Com Mobile
-
Oxnard, CA
- Job Description Job Description District Manager- Oxnard, CA Sun Com Mobile is a premier dealer of Cricket Wireless in t...
- 4/16/2024 12:00:00 AM
Produce Team Member (Clerk, Floor Service) - Full Time
- Whole Foods Market Inc.
-
Santa Barbara, CA
- **NYC CANDIDATES:** As mandated by New York City any New Member hired or Team Member transferring into NYC locations mus...
- 4/14/2024 12:00:00 AM
Sales Representative - Remote
- InsuraTec
-
Oxnard, CA
- Job Description Job Description Sales Representative - Remote Company: InsuraTec Services Group Location: Remote About U...
- 4/14/2024 12:00:00 AM
Sales Associate
- Petco Animal Supplies Inc
-
Santa Barbara, CA
- Create a healthier, brighter future for pets, pet parents and people! If you want to make a real difference, create an e...
- 4/13/2024 12:00:00 AM
Car Sales Representative Bilingual (English/Spanish)
- Ganas Auto
-
Oxnard, CA
- Job Description Job Description Who we are? Tricolor Holdings is an integrated retail and financial services company pro...
- 4/13/2024 12:00:00 AM
Title Sales Representative
- Lennar Title
-
Oxnard, CA
- Overview Lennar Title is centered around personal growth, innovation, and diversity. We are looking for a new team membe...
- 4/13/2024 12:00:00 AM
ERP Sales Engineer
- Platform Accounting Group
-
Santa Barbara, CA
- Job Description Job Description Due to continuing growth, our team is looking for an ERP Sales Engineer to help drive fa...
- 4/12/2024 12:00:00 AM
Sales Representative - Remote
- InsuraTec Services Group
-
Ventura, CA
- Sales Representative - Remote Company: InsuraTec Services Group Location: Remote About Us: InsuraTec Services Group is a...
- 4/12/2024 12:00:00 AM
About Santa Barbara, California
Santa Barbara (Spanish: Santa Bárbara) is the county seat of Santa Barbara County in the U.S. state of California. Situated on a south-facing section of coastline, the longest such section on the West Coast of the United States, the city lies between the steeply rising Santa Ynez Mountains and the Pacific Ocean. Santa Barbara's climate is often described as Mediterranean, and the city has been promoted as the "American Riviera". As of 2014, the city had an estimated population of 91,196, up from 88,410 in 2010, making it the second most populous city in the county after Santa Maria. The contig...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Financial Retail Sales Assistant - Registered jobs
$58,457 to $104,957
Santa Barbara, California area prices
were up 2.5% from a year ago
were up 2.5% from a year ago
What does a Financial Retail Sales Assistant - Registered do?
Financial Retail Sales Assistant - Registered in Newport News, VA
Sales assistants also answer inquiries and concerns the customer may have related to the product that they offer.
January 11, 2020
Financial Retail Sales Assistant - Registered in Billings, MT
Non-registered sales assistants are commonly seen selling products in physical stores.
January 11, 2020
Financial Retail Sales Assistant - Registered in Pocatello, ID
It is also the duty and responsibility of financial retail sales assistant to create reports for the sales forces, regarding sales results, team earnings, and market conditions.
March 02, 2020