A leading global broker-dealer business is looking to hire an Audit Director within their New York ... The business operates in the financial, metals, FX, agriculture and energy sectors and provides ...
... a FX, Rates and Commodity single dealer trading platform. The candidate will report into the QA Lead located in Singapore and will involve frequent contact with the Technology and Product leads as ...
... FX, Rates, Credit, Equities, Energy & Commodities. Globally, we are a leading provider of market ... Random monthly personal account dealing review and matched principal oversight (via firm exposure
... FX, Capital Markets, and/or Treasury * Minimum 3 years of regulatory/compliance experience in banking or financial services * Understanding of swap dealer, market risk, counterparty credit risk, and ...
This is a remote position and you could work from your home and car. - Company Description Since 2007, Dealer-FX(a Snap-on company) has been transforming how automotive retailers manage their service ...
Our Capital Markets business is an established derivatives dealer with a broad product portfolio ... Payment Processing for USD and FX. Payment Instruction Confirmation. USD and CAD Treasury Trade ...
... FX and private banking services. We serve the financial needs of individuals, families ... Broker Dealer or Investment Advisor ยท Knowledge of FINRA, SEC and other regulatory rules and ...
In addition, the team collects a wide range of market data including FX rates, interest rates ... Experience dealing with US regulators (e.g., SEC, OCC) and leading audit responses for investment ...