Investment Specialist jobs in Brockton, MA

Investment Specialist invests in and sells short-term securities, including commercial paper to meet short-term investment and financing needs. Tracks market rates, sets rates to be paid, and the daily quantity to be sold. Being an Investment Specialist prepares periodic investment reports. Requires a bachelor's degree. Additionally, Investment Specialist typically reports to a manager. Investment Specialist is a specialist on complex technical and business matters. Work is highly independent. May assume a team lead role for the work group. To be an Investment Specialist typically requires 7+ years of related experience. (Copyright 2024 Salary.com)

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Investment Operations Specialist
  • Lead Advisor, LLC
  • Braintree, MA FULL_TIME
  • Lead - Advisor is a consulting and search firm specializing in wealth management. This role is for a client firm.

    We are helping our client in Braintree, hire an Investment Operations Specialist.

    Responsibilities:

    Investment Operations Specialist will be responsible for a wide variety of the investment management services we provide for our clients. This position will specialize in investment operations and planning, along with client service to ensure the maintenance of an efficient, organized office that allows the Advisor to focus his/her energy on building client relationships.

    In addition to expertise, knowledge, and experience in investment operations, the ideal candidate will work with other team members to leverage technology to create and implement investment processes for a multimember team with varying degrees of technological skill.

    • Serve as the subject matter expert and liaison for all investment operations delivery, development, product changes/enhancements and industry trends.
    • Lead the day-to-day investment operations, including operations held Direct to Fund.
    • Perform client onboarding for new investment clients.
    • Prepare and process all paperwork needed for investment accounts.
    • Process, monitor, and follow up on asset transfers, Roth conversions, re-characterizations, and initial and subsequent funding of accounts.
    • Set up asset movement instructions on accounts.
    • Respond to check emails from GA and/or deposit all investment checks.
    • Create and maintain households in Netx360.
    • Maintain RMD, QCD, Roth conversion, CD lists and ensure timely completion with AWMAs.
    • Track trade corrections.
    • Process all account maintenance needs including address, name, and beneficiary changes across all platforms.
    • Perform trading re-balancing, tax loss harvesting, and inside signature choice accounts.
    • Create investment takeover proposals.
    • Deliver regulatory documents to clients.
    • Upload Investor Profiles to Docket.
    • Audit case notes for capacity disclosure, share class, and reasons monthly.
    • Determine when a transaction analysis form is required.
    • Team up with AWMA to respond to compliance inquiries from HO and local supervision.
    • Act on and respond to Missing BPRF emails.
    • Do rollover calls to assist in movement of clients retirement assets.

    *Responsibilities subject to change as business/regulations change.

    Qualifications:

    • Previous experience in securities industry required.
    • 4-6 years of experience preferred.
    • Demonstrates a high level of initiative and seeks to implement new solutions to operational challenges.
    • Ability to analyze complex information and reach reasonable conclusions.
    • High standards for productivity and the ability to work in a fast-paced environment and juggle multiple competing tasks and short deadlines.
    • Strong analytical skills with close attention to detail and accuracy.
    • Highly motivated, well-organized, and detail oriented.
    • CFA preferred, or desire to eventually complete.
    • Series 7 and 63 required.

    Lead-Advisor, LLC is a Wealth Management Consulting and Search Firm. We help Fortune 500 firms, independent RIAs and solo-practitioners identify talent for their hiring needs. We help wealth management professionals upgrade their careers and find new opportunities. For more resources and information please visit www.lead-advisor.com.

    Job Type: Full-time

    Pay: $90,000.00 - $100,000.00 per year

    Benefits:

    • Paid time off

    Schedule:

    • Day shift

    Work setting:

    • In-person

    Ability to Relocate:

    • Braintree, MA: Relocate before starting work (Required)

    Work Location: In person

  • Just Posted

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Lawn Specialist
  • TruGreen - Lawn Specialist
  • Plymouth, MA FULL_TIME
  • TruGreen is Now Hiring Lawn Specialists!Earn Up to $22.00 per Hour - Comprehensive BenefitsAt TruGreen, we are committed to our customers, our teams, our values, and the science of lawn care. A career...
  • 2 Days Ago

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Specialist, Medical Training
  • TruGreen - Lawn Specialist
  • Sharon, MA FULL_TIME
  • TruGreen is Now Hiring Lawn Specialists!00 per Hour - Comprehensive Benefits 00 per hour Average income is $850 - $1,200 per week* - Based on hourly rate and average bonuses earned for qualifying spec...
  • 20 Days Ago

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Lawn Specialist - Earn $13-$22/Hour + Benefits
  • TruGreen - Lawn Specialist
  • Randolph, MA FULL_TIME
  • TruGreen is Now Hiring Lawn Specialists! Earn Up to $22.00 per Hour - Comprehensive BenefitsAt TruGreen, we are committed to our customers, our teams, our values, and the science of lawn care. A caree...
  • 1 Month Ago

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Lawn Specialist - Earn $13-$22/Hour + Benefits
  • TruGreen - Lawn Specialist
  • Taunton, MA FULL_TIME
  • TruGreen is Now Hiring Lawn Specialists! Earn Up to $22.00 per Hour - Comprehensive BenefitsAt TruGreen, we are committed to our customers, our teams, our values, and the science of lawn care. A caree...
  • 1 Month Ago

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Lawn Specialist - Earn $13-$22/Hour + Benefits
  • TruGreen - Lawn Specialist
  • Brockton, MA FULL_TIME
  • TruGreen is Now Hiring Lawn Specialists! Earn Up to $22.00 per Hour - Comprehensive BenefitsAt TruGreen, we are committed to our customers, our teams, our values, and the science of lawn care. A caree...
  • 1 Month Ago

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0 Investment Specialist jobs found in Brockton, MA area

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Associate Financial Advisor
  • Johnson Brunetti Retirement & Investment Specialists
  • Needham, MA
  • Associate Financial Advisor Are you looking to grow and be part of a successful team? Are you driven, self-motivated and...
  • 3/28/2024 12:00:00 AM

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Senior Economist
  • Cornerstone Research
  • Boston, MA
  • Senior Economist Job Locations US-CA-San Francisco and Silicon Valley | UK-London | US-MA-Boston | US-IL-Chicago | US-CA...
  • 3/27/2024 12:00:00 AM

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Assistant Treasurer & Senior Director - Capital Markets
  • Boston Consulting Group
  • Boston, MA
  • WHAT YOU'LL DO Reporting to the Global Treasurer and working closely with the Assistant Treasurer for Global Cash Operat...
  • 3/25/2024 12:00:00 AM

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Bank Loan Services Operations, Assistant Vice President
  • State Street Corporation
  • Quincy, MA
  • Who we are looking for This roles requires a deep understanding of the complexities of servicing bank loan debt held in ...
  • 3/24/2024 12:00:00 AM

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Financial Advisor Internship (BOSTON)
  • Northwestern Mutual
  • Boston, MA
  • Financial Services Intern//Financial Representative Intern//College Financial Representative Financial Representative In...
  • 3/24/2024 12:00:00 AM

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Asset Manager
  • Clean Harbors
  • Norwell, MA
  • Clean Harbors is looking to hire an Asset Manager that will be responsible for the overall lifecycle management of a spe...
  • 3/5/2024 12:00:00 AM

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Senior Asset Manager
  • Clean Harbors
  • Norwell, MA
  • Clean Harbors is looking to hire a Senior Asset Manager that will be responsible for the overall lifecycle management of...
  • 3/5/2024 12:00:00 AM

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Senior Asset Manager
  • Clean Harbors
  • Norwell, MA
  • Clean Harbors is looking to hire an Senior Asset Manager that will be responsible for the overall lifecycle management o...
  • 3/5/2024 12:00:00 AM

According to the United States Census Bureau, the city has a total area of 21.6 square miles (56 km2), of which 21.5 square miles (56 km2) is land and 0.1 square miles (0.26 km2) (0.56%) is water. Brockton is the 162nd largest city by land area in the Commonwealth, and the twelfth largest of the twenty-seven towns in Plymouth County. Brockton is bordered by Stoughton to the northwest, Avon to the north, Holbrook to the northeast, Abington to the northeast, Whitman and East Bridgewater to the southeast, West Bridgewater to the south, and Easton to the west. Brockton is approximately 25 miles s...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Investment Specialist jobs
$115,851 to $195,851
Brockton, Massachusetts area prices
were up 1.6% from a year ago

Investment Specialist in Salem, OR
The UK stock market’s mix of domestically-focused and multinational companies provides compelling long-term investment opportunities, allowing investors to build strong and internationally diversified portfolios—while benefiting from the high corporate governance and regulatory standards that are a key attraction of any UK investment.
November 27, 2019
The role is to communicate with investors and act as a stand in for the Portfolio Manager - since they are busy with the investment side.
January 02, 2020
Investment Specialist in Reno, NV
Identify customers ‘ investment needs by basic financial planning modules.
February 16, 2020
Investment Specialist in Portsmouth, NH
UNCDF is structured around on-balance-sheet de-risking investments and off-balance-sheet third party managed funds, for which UNCDF sources pipeline aligned with the SDGs, particularly in Least Developed Countries.
January 15, 2020