Investment Specialist jobs in Santa Maria, CA
Investment Specialist invests in and sells short-term securities, including commercial paper to meet short-term investment and financing needs. Tracks market rates, sets rates to be paid, and the daily quantity to be sold. Being an Investment Specialist prepares periodic investment reports. Requires a bachelor's degree. Additionally, Investment Specialist typically reports to a manager. Investment Specialist is a specialist on complex technical and business matters. Work is highly independent. May assume a team lead role for the work group. To be an Investment Specialist typically requires 7+ years of related experience. (Copyright 2024 Salary.com)
Recently Added Investment Specialist jobs
Investment Services - Financial Advisor with FAA - Central Coast
- Golden 1 Talent Acquisition Team
-
Atascadero, CA
FULL_TIME
- TITLE: FINANCIAL ADVISOR (WITH FINANCIAL ADVISOR ASSOCIATE) DEPARTMENT: INVESTMENT SERVICES STATUS: EXEMPTJOB CODE: 3207 PAY SCALE: $66,650.00 - $66,650.00 ANNUALLY GENERAL DESCRIPTION: Meet with Credit Union members to advise, develop, recommend, implement and monitor financial planning and investment products and services. The primary products utilized are mutual funds, annuities, 529 plans and life insurance. TASKS, DUTIES, FUNCTIONS: 1.Meet with members to mutually define their personal and financial goals, needs and priorities for the development of individual financial plans. 2.Introduce non-deposit investment and insurance products maintaining compliance standards set forth by the NASD, SEC and current broker dealer’s compliance officer. 3.Maintain a thorough understanding of state and federal laws and regulations related to credit union compliance including bank secrecy and anti-money laundering laws appropriate to the position. 4.Foster a positive and engaging work environment for the Financial Advisor Associate by promoting skills development, coaching for improvement and growth, and inspiring through words and actions. 5.Develop, maintain and update member-client information and files in an accurate and compliant manner. 6.Conduct member-client portfolio reviews on a periodic basis. 7.Meet with assigned branch managers and staff on a regular basis to educate on referral opportunities and to encourage referral activity. 8.Work with the Education Department to conduct investment related workshops for management, staff, and/or members. 9.Keep up to date and knowledgeable of current investment products offered through our broker/dealer. 10.Complete and submit weekly activity reports, annual marketing and business plans, quarterly business plan reviews and other reports as assigned on a timely basis. 11.Answer general questions from members in regard to investment and credit union products and services. 12.When appropriate promote cross-referrals or cross-sales of credit union products. PHYSICAL SKILLS, ABILITIES, AND EXERTION UTILIZED IN THE PERFORMANCE OF THESE TASKS: 1.Effective oral and written communication skills required to make presentations and discuss products and services. 2.Must possess sufficient manual dexterity to skillfully operate an on-line computer terminal and other standard office equipment, such as financial calculators, personal computer, facsimile machine and telephone. ORGANIZATIONAL CONTACTS & RELATIONSHIPS: 1.INTERNAL: Management group and staff. 2.EXTERNAL: Members, non-members, Securities Dealers, Insurance carriers, various vendors and Credit Union league personnel. QUALIFICATIONS: 1.EDUCATION: Bachelor of Arts degree desired or equivalent experience in the personal investment field. 2.EXPERIENCE: Three years of experience in the sales and delivery of personal investment products and services with at least one year experience in a financial institution. 3.KNOWLEDGE/SKILLS: Personal computer, oral and written communication skills, organizational skills, knowledge of credit union rules, regulations and policies, knowledge of Microsoft Outlook, Word, Excel, and Access, member relations skills, ten key, HP Calculator, and Facsimile machine skills. PHYSICAL REQUIREMENTS: 1.Prolonged sitting throughout the workday with occasional mobility required. 2.Corrected vision within the normal range. 3.Hearing within normal range. A device to enhance hearing will be provided if needed. 4.Occasional movements throughout the department daily to interact with clients, staff, accomplish tasks, etc. 5.Frequent travel is required. REQUIRED LICENSES/CERTIFICATIONS: •Valid California driver's license. •California Insurance Licenses: Life & Disability. •FINRA license 7 and 66 registration. •Long Term Care License •Financial Planning / Wealth Management Designation or obtained within two (2) years : CFP, CWS, ChFC, AIF, AAMS, CWM, WMS, CWMS, MFP, MCEP THIS JOB DESCRIPTION IN NO WAY STATES OR IMPLIES THAT THESE ARE THE ONLY DUTIES TO BE PERFORMED BY THIS EMPLOYEE. HE OR SHE WILL BE REQUIRED TO FOLLOW OTHER INSTRUCTIONS AND TO PERFORM OTHER DUTIES REQUESTED BY HIS OR HER SUPERVISOR THAT ARE WITHIN HIS / HER KNOWLEDGE, SKILL AND ABILITY AS WELL AS HIS / HER MENTAL AND PHYSICAL ABILITIES. REV. 2/8/2024
- 14 Days Ago
Workforce Investment Grant (WIG) Coordinator, Temporary, Full-Time
- t-mha
-
San Luis Obispo, CA
FULL_TIME|TEMPORARY
- Job Description: POSITION SUMMARY The Workforce Investment Grant (WIG) Coordinator will oversee all logistical aspects of the peer workforce grant in San Luis Obispo County and Santa Barbara County us...
- 8 Days Ago
Workforce Investment Grant, part-time temporary, San Luis Obispo & Santa Barbara County
- Transitions-Mental Health Association
-
San Luis Obispo, CA
PART_TIME|TEMPORARY
- Job Description: Position Summary The Workforce Investment Grant Peer Intern will engage in peer training to enhance job readiness to work in the behavioral health field. They will shadow designated p...
- 7 Days Ago
Budget Specialist
- Cuesta College
-
San Luis Obispo, CA
FULL_TIME
- Cuesta College Salary: $69,960.00 - $77,136.00 Annually Job Type: Full Time Job Number: FY2324-00093 Location: San Luis Obispo Campus, CA Department: Administrative Services Closing: 11/1/2023 11:59 P...
- 14 Days Ago
IT Specialist
- Hogue Inc.
-
Paso Robles, CA
FULL_TIME
- The IT Specialist provides expertise and support to ensure the IT Department and IT functions within the overall business run effectively and efficiently. Responsibilities also include a variety of ad...
- 17 Days Ago
Inventory Specialist
- Glass House Brands
-
Grover Beach, CA
FULL_TIME
- Job Description: Inventory Specialist Overview: Inventory Specialists are responsible for providing support, analysis, and recommendations to assist all store management and ensure operational efficie...
- 17 Days Ago
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0 Investment Specialist jobs found in Santa Maria, CA area
Automotive Service Manager
- American Tire Depot
-
Santa Maria, CA
- Job Description Job Description Automotive Service Manager: $58,000-$85,000 effective rate (Base Pay + Commission + Over...
- 4/23/2024 12:00:00 AM
Automotive Assistant Manager
- Big Brand Tire & Service
-
Santa Maria, CA
- Job Description Job Description Automotive Assistant Manager: $60,000-$95,000 effective rate (Base Pay + Commission + Ov...
- 4/23/2024 12:00:00 AM
Automotive Technician/Mechanic
- Big Brand Tire & Service
-
Santa Maria, CA
- Job Description Job Description Automotive Technician/Mechanic: $31-$45 effective rate (Base Pay + Commission + Overtime...
- 4/23/2024 12:00:00 AM
Tire and Lube Technician
- Big Brand Tire & Service
-
Lompoc, CA
- Job Description Job Description Tire and Lube Technician: $17.50-$20 effective rate (Base Pay + Commission + Paid Benefi...
- 4/23/2024 12:00:00 AM
Automotive Tire and Lube Technician
- American Tire Depot
-
Lompoc, CA
- Job Description Job Description Automotive Tire and Lube Technician: $17.50-$20 effective rate (Base Pay + Commission + ...
- 4/23/2024 12:00:00 AM
At Your Service Captain, Santa Maria Town Center - Full Time
- Macys
-
Santa Maria, CA
- Are you ready to bring your amazing self to work? At Macy's, Inc., we're on a mission to create a brighter future with b...
- 4/22/2024 12:00:00 AM
Receiving Support Captain, Santa Maria Town Center - Full Time
- Macys
-
Santa Maria, CA
- Are you ready to bring your amazing self to work? At Macy's, Inc., we're on a mission to create a brighter future with b...
- 4/19/2024 12:00:00 AM
Tire Service Technician - Santa Maria
- America's Tire
-
Santa Maria, CA
- Overview: Overview The Tire Technician is the backbone of our success and is the first step in your journey with America...
- 4/10/2022 12:00:00 AM
About Santa Maria, California
Santa Maria is a city near the Southern California coast in Santa Barbara County. It is approximately 65 miles (105 km) northwest of Santa Barbara and 150 miles (240 km) northwest of downtown Los Angeles. Its estimated 2018 population was 108,470, making it the most populous city in the county and the Santa Maria-Santa Barbara, CA Metro Area. The city is notable for its wine industry and Santa Maria-style barbecue. Sunset magazine called Santa Maria "The West's Best BBQ Town".
Santa Maria is located at 34°57′5″N 120°26′0″W / 34.95139°N 120.43333°W / 34.95139; -120.43333 (34.951377, -120.433...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Investment Specialist jobs
$115,895 to $195,931
Santa Maria, California area prices
were up 2.5% from a year ago
were up 2.5% from a year ago
What does an Investment Specialist do?
Investment Specialist in Salem, OR
The UK stock market’s mix of domestically-focused and multinational companies provides compelling long-term investment opportunities, allowing investors to build strong and internationally diversified portfolios—while benefiting from the high corporate governance and regulatory standards that are a key attraction of any UK investment.
November 27, 2019
The role is to communicate with investors and act as a stand in for the Portfolio Manager - since they are busy with the investment side.
January 02, 2020
Investment Specialist in Reno, NV
Identify customers ‘ investment needs by basic financial planning modules.
February 16, 2020
Investment Specialist in Portsmouth, NH
UNCDF is structured around on-balance-sheet de-risking investments and off-balance-sheet third party managed funds, for which UNCDF sources pipeline aligned with the SDGs, particularly in Least Developed Countries.
January 15, 2020