Sarbanes Oxley Analyst jobs in Madison, WI

Sarbanes Oxley Analyst implements and coordinates an organization's auditing strategy and activities for regulatory compliance. Deploys internal controls, best practices, and strategies to identify process deficiencies and implement improvements. Being a Sarbanes Oxley Analyst gathers, analyzes, and consolidates data for required regulatory reporting to fulfill content and scheduling requirements. Supports external regulatory inspections and internal audits and may coordinate document reviews, protocol reviews, validation reviews, and training programs as part of auditing processes. Additionally, Sarbanes Oxley Analyst maintains and updates a knowledge base or information system of the financial regulations, required processes, and industry/regulatory agency standards that govern a business or a product. Requires a bachelor's degree. Typically reports to a manager. The Sarbanes Oxley Analyst work is generally independent and collaborative in nature. Contributes to moderately complex aspects of a project. To be a Sarbanes Oxley Analyst typically requires 4 -7 years of related experience. (Copyright 2024 Salary.com)

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Credit Analyst
  • Lake Ridge Bank
  • Middleton, WI OTHER
  • Overview

    Lake Ridge Bank is in search of a Credit Analyst to join our underwriting team! The Credit Analyst will be responsible for spreading financial statements as required by Lake Ridge Bank loan policy.  In addition, this role will analyze and underwrite commercial credits and partner with Underwriters and  Business Relationship Managers in making credit decisions.

    Responsibilities

    Financial Analysis

    • Accurately spread ‘raw’ business and ag financial statements into financial spreading software as collected (includes tax returns, balance sheets, profit & loss statements, aging reports and projections).
    • Verify accuracy and research discrepancies in ‘raw’ statements.
    • Provide credit analysis and identify trends based on collected financials and spreads on an ongoing basis for existing customers to Business, Commercial & Ag Bankers.
    • Monitor and verify borrowing base certificates and other loan covenants. Report findings to Underwriting Teams.
    • Maintain financial tracking system upon the waiver or change in financial tracking requirements.
    • Monitor and verify ongoing collection efforts.
    • Set up new customers on financial tracking system and set up ticklers for future collection.

    Underwriting and Approval Process

    • Underwrite and facilitate new and renewal credits where the aggregate debt is generally at or below $1MM, and other less complex credits as assigned by the Small Business Underwriting Manager.
    • Collaborate with Underwriting Teams acting as a liaison between Business, Commercial & Ag Banker, Commercial Production staff, Credit Risk Department and other internal staff members as necessary
    • Ensure proper documentation of loan file via a loan proposal and post approval due diligence.
    • Work with third party individuals as needed such as evaluation/appraisal orders and environmental due diligence.
    • Full Knowledge of the Small Business Model (SBM) & Small Ag Model (SAM) systems and how they facilitate loans quickly through the overall loan process.

    Adhere to all Bank Security/Compliance Regulations

    • Complete all annual bank security and compliance training.
    • Adhere to Bank Security/compliance and policy guidelines for commercial production and/or loan area
    • Maintain confidentiality of customer information at all times.
    • Stay current on all compliance regulations

    Qualifications

    • Associates degree in Finance, Accounting, Business and/or similar field of education and/or three (3) years previous work experience in a lending environment
    • Solid understanding of financial statements including but not limited to tax returns, profit & loss statements, income statements, balance sheets, and other business financials
    • Well-developed interpersonal and communication skills (verbal & written) in order to communicate and relate effectively with customers and associates
    • Good accounting/math skills with the ability to work precisely with numbers and financial calculations
    • Strong attention to detail with the ability to work efficiently & accurately
    • Demonstrated ability in exercising independent judgment
    • Strong organizational skills, including the ability to prioritize and remain calm while working in a fast paced/deadline driven environment
    • Good working knowledge of Microsoft Office Suite, proficient typing/keyboarding skills and the ability and willingness to learn new programs and software
    • Ability to maintain confidential customer information
    • Ability to read, write, understand and speak English clearly
    • Ability to represent the organization in a professional, positive manner

    PREFERRED QUALIFICATIONS:

    • Bachelor’s degree in Accounting or Finance
    • Previous experience in credit analysis or commercial underwriting within a financial institution
    • Previous work experience in accounting and / or working with business financial statements
    • Previous experience working in a lending environment, preferably in a financial institution setting

    This position is a full time position with hours of 8am – 5pm Monday-Friday with the flexibility.

     

    Lake RIdge Bank values a diverse workforce and is an Affirmative Action/Equal Opportunity Employer. Minorities, Females, Veterans, and Individuals with Disabilities encouraged to apply.

     

    Consistent with Lake Ridge Bank’s commitment to employ and advance qualified individuals with disabilities, Lake Ridge Bank provides reasonable accommodation to apply for or perform a job. Some examples of reasonable accommodation include alternate methods to apply, providing documents in an alternate format, altering work procedures, specialized equipment or use of an interpreter. If an individual needs reasonable accommodations to apply or perform a job here at Lake Ridge Bank, please contact Human Resources at (608) 849-2700 or email us.

  • 19 Days Ago

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Network Analyst
  • Rural Mutual Insurance
  • Madison, WI FULL_TIME
  • Responsible for day-to-day support and operation of the company's network environment. Provides network equipment and component installation and relocation as required: maintains and updates network d...
  • 19 Days Ago

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Actuarial Analyst
  • Quartz
  • Madison, WI FULL_TIME
  • Overview Quartz is seeking an individual interested in growing their career as an Actuarial Analyst. This role will work within our Trend and Provider Contracting areas to support existing processes a...
  • 21 Days Ago

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FINANCIAL ANALYST
  • Aspirus
  • Portage, WI FULL_TIME
  • Compassion. Accountability. Collaboration. Foresight. Joy. These are the Aspirus Core Values; and we are looking for the BEST around to join us as we demonstrate those values Every. Single. Day. We ar...
  • 21 Days Ago

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Quantitative Analyst
  • State of Wisconsin Investment Board
  • Madison, WI FULL_TIME
  • Our Agency Making a Difference The State of Wisconsin Investment Board (SWIB), founded in 1951, is a premier global investment organization responsible for managing the more than $145 billion of asset...
  • 21 Days Ago

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Inventory Analyst
  • AprilAire
  • Prairie, WI OTHER
  • Overview The Inventory Analyst will be responsible for inventory system accuracy within the Distribution Center in Poynette, WI as well as communications with and reporting for 3rd Party Warehouse loc...
  • 22 Days Ago

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0 Sarbanes Oxley Analyst jobs found in Madison, WI area

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Commercial Cost Manager-Financial Services Client
  • CBRE
  • Madison, WI
  • Commercial Cost Manager-Financial Services Client Job ID 156734 Posted 04-Mar-2024 Service line GWS Segment Role type Fu...
  • 3/29/2024 12:00:00 AM

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Financial Services Professional
  • Connect Search, LLC
  • Madison, WI
  • Summary Connect Search is recruiting a Financial Advisor Assistant for a client in Madison WI. This role offers work fro...
  • 3/29/2024 12:00:00 AM

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Associate Financial Advisor - SG1181
  • Drake & Company
  • Madison, WI
  • Job Description Job Description Our wealth management client is seeking a detail oriented, supporting Associate Financia...
  • 3/29/2024 12:00:00 AM

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Internal Revenue Agent (Examiner) - 12 MONTH ROSTER
  • Department Of The Treasury
  • Madison, WI
  • Duties WHAT IS THE SMALL BUSINESS/SELF-EMPLOYED (SB/SE) DIVISION? A description of the business units can be found at: h...
  • 3/28/2024 12:00:00 AM

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Product Manager - Treasury Management
  • First Business Bank
  • Madison, WI
  • Description Position at First Business Bank Join the growing team at First Business Bank as the Product Manager - Treasu...
  • 3/28/2024 12:00:00 AM

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Remote Regulatory Compliance Analyst (Insurance Industry)
  • National General Insurance
  • Madison, WI
  • Job Description Position/Title: Remote Regulatory Compliance Analyst (Insurance Industry) ** NOTES: Ideal candidate will...
  • 3/28/2024 12:00:00 AM

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Internal Revenue Agent (Examiner) 12 MONTH ROSTER 'AMENDED'
  • Department Of The Treasury
  • Madison, WI
  • Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE) DIVISION? A description of the business units can be found at: ht...
  • 3/27/2024 12:00:00 AM

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Senior Enterprise Application Developer
  • Alliant Energy
  • Madison, WI
  • Bring YOUR energy to Alliant Energy! At Alliant Energy, our purpose is to serve customers and build stronger communities...
  • 3/26/2024 12:00:00 AM

Madison is located in the center of Dane County in south-central Wisconsin, 77 miles (124 km) west of Milwaukee and 122 miles (196 km) northwest of Chicago. The city completely surrounds the smaller Town of Madison, the City of Monona, and the villages of Maple Bluff and Shorewood Hills. Madison shares borders with its largest suburb, Sun Prairie, and three other suburbs, Middleton, McFarland, and Fitchburg. Other suburbs include the city of Verona and the villages of Cottage Grove, DeForest, and Waunakee as well as Mount Horeb, Oregon, Stoughton, and Cross Plains among others. According to th...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Sarbanes Oxley Analyst jobs
$86,398 to $119,763
Madison, Wisconsin area prices
were up 1.3% from a year ago

Sarbanes Oxley Analyst in Dallas, TX
IT Analyst responsibilities include prioritizing user requirements, overseeing system upgrades and researching new tools.
December 27, 2019