Securities Analyst jobs in Saginaw, MI
Securities Analyst conducts research on organizations within a specific industry in order to make recommendations regarding investment strategy. Stays abreast of trends and news within an industry, such as filings, mergers and acquisitions, competitive position, and financial stability of organizations. Being a Securities Analyst requires a bachelor's degree or in a related area. Typically reports to a manager or head of a unit/department. To be a Securities Analyst typically requires 4 to 7 years of related experience. Contributes to moderately complex aspects of a project. Work is generally independent and collaborative in nature. (Copyright 2024 Salary.com)
Recently Added Securities Analyst jobs
Vice President, Control Room
- TD Securities (USA) LLC
-
Vanderbilt, MI
FULL_TIME
- Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $140,000 - $190,000 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. The included salary range for this role takes into account multiple factors that are considered in making compensation decisions. The base pay actually offered may vary based upon candidate's skills and experience, job-related knowledge, licensure and certifications, geographic location, and other specific business and organizational needs. As TD puts career development at the forefront of our colleague experience, it is not typical for an individual to be hired at or near the top of the range for their role. As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role Job Description: We are seeking a Compliance professional to join our Control Room team in New York and is a hybrid in-office/work from home opportunity. Responsibilities Include: Maintain the Firm’s watch and restricted list on a regular basis. Monitor interactions and communications between Research and Investment Banking. Handle regulatory inquiries and conflict management. Participate in regulatory exams and internal auditors. Provide advice and guidance to business partners and make sound business decisions meeting clients' needs. Job Requirements and Qualifications: Bachelor’s degree and 5-7 years relevant experience. Research clearance against Investment Banking transactions required. A working knowledge of applicable FINRA rules, SEC rules and relevant industry standards. Excellent verbal and written communication skills and strong professional demeanor. Proven ability to work well on teams, showing initiative, a positive attitude, and a willingness to work hard independently as well. High level of ethical standards, integrity, and judgement. Organized, self-motivated, detail and deadline oriented. Ability to understand and analyze compliance issues and commercially provide effective tactical and strategic solutions. Securities licenses preferred but not required. Willing to work flexible hours in hybrid in-office/work from home model and occasional weekends. Highly proficient in Microsoft Office, including the ability to work comfortably within Excel. Series 7 and 24 strongly preferred. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory risk. Depth & Scope: Works independently and is accountable for managing a specialized compliance area, business or function and leads a team of specialists Subject matter expert for a functional area Key contact for business management, regulators and external/internal auditors, dealing with non-routine information Focuses on short to mid- range planning (e.g. 6-12 months) Manages regulatory reviews including inquiries, audits, and exams Education & Experience: Bachelors degree or progressive work experience 5-7 Years of related experience The above statements are intended to describe the general nature and level of work being performed by people assigned to this job. They are not intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities & duties are considered essential functions for ADA purposes. Who We Are TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank. We are growth-oriented, people-focused, and community-minded. As a team, we work to deliver value for our clients every day. Our Total Rewards Package Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical and mental well-being goals. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. Learn more Additional Information: We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home. Colleague Development If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD – and we’re committed to helping you identify opportunities that support your goals. Training & Onboarding We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role. Interview Process We’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call. Accommodation If you are an applicant with a disability and need accommodations to complete the application process, email the TD Bank US Workplace Accommodations Program at USWAPTDO@td.com. Include your full name, best way to reach you, and the accommodation needed to assist you with the application process. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. US Labor & Employment | California Privacy | Accessibility | FAQ Our Values At TD we’re guided by our purpose to enrich the lives of our customers, communities and colleagues, and share a set of values that shape our culture and guide our behavior. In exchange for how our colleagues show up to help TD succeed, we are committed to delivering a colleague experience grounded in Impact, Growth and a Culture of Care. No matter where you work across TD, we empower you to make an impact at work and in your community, explore and grow your career and be part of our caring and inclusive culture. Our Commitment to Diversity, Equity, and Inclusion At TD, we’re committed to fostering an environment where all colleagues are encouraged to bring their authentic selves to work, experience equitable opportunities, and feel respected and supported. We’re dedicated to building an inclusive workforce that reflects the diversity of the customers and the communities in which we live and serve. Helping to Make an Impact in Communities – TD Ready Commitment TD has a long-standing commitment to help drive progress towards a more inclusive and sustainable future. That’s why we launched the TD Ready Commitment in 2018, now a multi-year North American initiative. Under the TD Ready Commitment, we are targeting a total of C$1 billion by 2030 in community giving across four key, interconnected drivers of change: Financial Security, Vibrant Planet, Connected Communities, and Better Health. It’s our goal to help support change, nurture progress, and contribute to making the world a better, more inclusive place for our customers, colleagues, and communities. Learn more: Canada | US | Europe & Asia Pacific
- 5 Days Ago
Marketing Sales Insurance Agent
- New York Life and NYLIFE Securities
-
Midland, MI
FULL_TIME
- New York Life and NYLIFE Securities Our mission is to provide financial security and peace of mind through our insurance, annuity, and investment solutions. We act with integrity and humanity in all o...
- 15 Days Ago
Accounting Analyst
- International Automotive Components
-
Alma, MI
FULL_TIME
- Primary Responsibilities: Maintain general ledger accounts/assist in month-end ClosePerform cost variance analysisMaintain spending “Checkbook” and verify invoice validity (receivers/PO’s)Ownership of...
- 13 Days Ago
Business Analyst
- Arthur D. Little Services S.A.S.
-
Chesaning, MI
OTHER
- Overview As Business Analyst at Arthur D. Little you will work on well-defined sub-tasks of the assignment with the close support and guidance of your case manager. Responsibilities The Business Analy...
- 14 Days Ago
Program Analyst
- GAP Solutions, Inc.
-
Davison, MI
FULL_TIME
- Serve as an interdisciplinary member of the RCTAA program management office to support effective program management, operations, training, and reporting. The Chief of the National Guard Bureau, IAW Pu...
- 16 Days Ago
Verification Analyst
- Global Staffing Sales LLC
-
Cheboygan, MI
FULL_TIME
- Are you craving autonomy and flexibility in your work life? Do you thrive outdoors away from the traditional office grind? We're seeking Audit and Inventory Inspectors to join our team. As an inspecto...
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0 Securities Analyst jobs found in Saginaw, MI area
Travel Nurse RN - ICU - Intensive Care Unit - $2,009 per week
- Hiring Now!
-
Grand Blanc, MI
- Trustaff is seeking a travel nurse RN ICU - Intensive Care Unit for a travel nursing job in Grand Blanc, Michigan. Job D...
- 4/19/2024 12:00:00 AM
Entrepreneurial Agency Owner
- AAA-The Auto Club Group
-
Saginaw, MI
- AAA - The Auto Club Group, is seeking ambitious, business-minded, and visionary Entrepreneurial Agency Owners to join ou...
- 4/19/2024 12:00:00 AM
Environmental Project Manager
- AKT Peerless
-
Saginaw, MI
- Job Requirements: Bachelor’s Degree or Master’s Degree in Geology, Hydrogeology, Engineering, or Environmental Science f...
- 4/19/2024 12:00:00 AM
Investment Advisor / Financial Consultant
- Mainstay Capital Management, LLC
-
Grand Blanc, MI
- Job Description Job Description Join a growing Registered Investment Advisor with opportunity for advancement. Mainstay ...
- 4/19/2024 12:00:00 AM
Travel Nurse RN - Telemetry - $1,853 per week
- Hiring Now!
-
Grand Blanc, MI
- Trustaff is seeking a travel nurse RN Telemetry for a travel nursing job in Grand Blanc, Michigan. Job Description & Req...
- 4/17/2024 12:00:00 AM
Direct Payment Teller
- Consumers Energy
-
Flint, MI
- Contract Assignment April 2024-April 2025 Flint Customer Office Must pass credit check due to handling cash Responsibili...
- 4/16/2024 12:00:00 AM
Travel Nurse RN - ICU - Intensive Care Unit - $2,076 per week
- Hiring Now!
-
Grand Blanc, MI
- Trustaff is seeking a travel nurse RN ICU - Intensive Care Unit for a travel nursing job in Grand Blanc, Michigan. Job D...
- 4/15/2024 12:00:00 AM
Teller
- Financial Plus Credit Union
-
Flint, MI
- Job Type Part-time Description DUTIES & RESPONSIBILITIES: Perform routine member transactions, including but not limited...
- 4/15/2024 12:00:00 AM
About Saginaw, Michigan
Saginaw (/ˈsæɡɪnɔː/) is a city in the U.S. state of Michigan and the seat of Saginaw County. The city of Saginaw and Saginaw County are both located in the area known as Mid-Michigan or Central Michigan. The city of Saginaw is located adjacent to Saginaw Charter Township and is considered part of the Tri-City area, along with neighboring Bay City and Midland. The Saginaw County MSA had a population of 196,542 in 2013. The city is also the largest municipality within the Saginaw, Midland, and Bay City Metropolitan Area.
The city of Saginaw was a thriving lumber town in the 19th century and an i...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Securities Analyst jobs
$115,730 to $169,915
Saginaw, Michigan area prices
were up 1.3% from a year ago
were up 1.3% from a year ago
What does a Securities Analyst do?
Securities Analyst in Hopkinsville, KY
A securities analyst is a financial expert that specializes in securities, otherwise generally known as investments.
January 30, 2020
Securities Analyst in Albany, GA
The role of “Security Analyst” encompasses job titles such as.
January 28, 2020
Securities Analyst in Frankfort, KY
The most important skill for a securities analyst is an affinity for numbers.
January 24, 2020