Hourly Wage for Regulatory Compliance Officer Salary in the United States

Our client is seeking a compliance officer to join their team! This role requires experience in financial services. Responsibilities Develop and implement an effective legal compliance program Create sound internal controls and monitor adherence to them Draft and revise company policies Proactively audit processes, practices and documents to identify weaknesses Evaluate business activities (e.g. investments) to assess compliance risk Collaborate with external auditors and HR when needed Set plans to manage a crisis or compliance violation Educate and train employees on regulations and industry practices Address employee concerns or questions on legal compliance Keep abreast of internal standards and business goals Requirements and skills Proven experience as a Compliance Officer or Compliance Manager Experience in risk management Knowledge of legal requirements and controls (e.g. Anti-Money Laundering, or AML) Familiarity with industry practices and professional standards Excellent com

University Overview The University of Pennsylvania, the largest private employer in Philadelphia, is a world-renowned leader in education, research, and innovation. This historic, Ivy League school consistently ranks among the top 10 universities in the annual U.S. News & World Report survey. Penn has 12 highly-regarded schools that provide opportunities for undergraduate, graduate and continuing education, all influenced by Penn's distinctive interdisciplinary approach to scholarship and learning. As an employer Penn has been ranked nationally on many occasions with the most recent award from Forbes who named Penn one of America's Best Large Employers in 2023. Penn offers a unique working environment within the city of Philadelphia. The University is situated on a beautiful urban campus, with easy access to a range of educational, cultural, and recreational activities. With its historical significance and landmarks, lively cultural offerings, and wide variety of atmospheres, Philadelp

A fintech firm located in Orange County, CA who’s looking to bring on board a “Regulatory Compliance Officer” to their team. They are currently growing at a rapid pace and looking for superstars. You do not need fintech experience for this role although it is a plus. They are in office (5 days/week). Responsibilities: • Monitor and test compliance with all relevant laws, regulations, internal policies, and bank requirements • Conduct ongoing analysis and reporting of customer complaints, including handling escalated customer complaints • Oversee vendor management, including initial due diligence review and monitoring vendor performance to ensure compliance with all regulations • Handle issues management, including identifying and resolving compliance issues in a timely manner • Implement and maintain change control procedures to ensure that all changes are compliant with all relevant regulations • Work closely with internal partners in an advisory role to ensure compliance with all reg

Our client is actively seeking a motivated Compliance Officer to join our dynamic team located in Irvine, CA. This pivotal role within the compliance department entails ensuring continuous adherence to pertinent laws, regulations, and internal protocols. Reporting directly to the Director of Compliance, the Compliance Officer will collaborate closely with internal stakeholders in an advisory capacity and act as the primary liaison with our banking partners. Key Responsibilities: Conduct monitoring and testing to ensure compliance with applicable laws, regulations, internal policies, and banking standards. Perform ongoing analysis and reporting of customer complaints, including the management of escalated cases. Supervise vendor relations, encompassing initial due diligence reviews and ongoing monitoring to ensure regulatory compliance. Manage issues by promptly identifying and resolving compliance-related matters. Establish and uphold change control procedures to guarantee regulatory c

Vacancy details General information Entity About Crdit Agricole Corporate and Investment Bank (Crdit Agricole CIB) Crdit Agricole CIB is the corporate and investment banking arm of Crdit Agricole Group, the 10th largest banking group worldwide in terms of balance sheet size (The Banker, July 2022). 8,600 employees in more than 30 countries across Europe, the Americas, Asia-Pacific, the Middle-East and North Africa, support the Bank's clients, meeting their financial needs throughout the world. Crdit Agricole CIB offers its large corporate and institutional clients a range of products and services in capital market activities, investment banking, structured finance, commercial banking and international trade. The Bank is a pioneer in the area of climate finance, and is currently a market leader in this segment with a complete offer for all its clients. For more information, please visit www.ca-cib.com Twitter: https://twitter.com/ca_cib LinkedIn: https://www.linkedin.com/company/credit-

Our client is seeking a compliance officer to join their team! This role requires experience in financial services. Responsibilities Develop and implement an effective legal compliance program Create sound internal controls and monitor adherence to them Draft and revise company policies Proactively audit processes, practices and documents to identify weaknesses Evaluate business activities (e.g. investments) to assess compliance risk Collaborate with external auditors and HR when needed Set plans to manage a crisis or compliance violation Educate and train employees on regulations and industry practices Address employee concerns or questions on legal compliance Keep abreast of internal standards and business goals Requirements and skills Proven experience as a Compliance Officer or Compliance Manager Experience in risk management Knowledge of legal requirements and controls (e.g. Anti-Money Laundering, or AML) Familiarity with industry practices and professional standards Excellent com