Utilizes extensive knowledge of financial products, systems, and process knowledge in all lines of business to aid staff in detecting and analyzing money laundering and terrorist finance activity.
February 21, 2020
Acts as a BSA, AML and OFAC subject matter expert to identify process improvements, respond to inquiries from internal business partners and provide content for various training initiatives.
June 01, 2020
Assists in investigations and Suspicious Activity Reporting (SAR), including preparation of written reviews and filing of SARs in accordance with regulation and time limitations (as needed).
June 16, 2020
Audit or Regulatory (OCC, FRB, FINRA, etc.
June 20, 2020
Review and analyze transactional data for potential suspicious activity, including those generated from alert detection processes, internal referrals, OFAC reviews, negative media reports, elder abuse cases, as well as other sources as applicable.
July 02, 2020
Participates in validation of first-line of defense implementation and quality assurance testing of federal / state regulatory changes to include ongoing monitoring (test results, review findings, identify trends, etc.
July 16, 2020
Communicates control strengths and weaknesses to internal audit and compliance and collaborates with internal audit to develop migration plans.
August 09, 2020
Supports management in the day-to-day efforts related to compliance with laws, rules, regulations and related policies.
October 18, 2020
Demonstrated knowledge of banking compliance and regulatory requirements, keeping current on changes to relative regulations, laws, and/or guidelines.
October 19, 2020