Utilizes extensive knowledge of financial products, systems, and process knowledge in all lines of business to aid staff in detecting and analyzing money laundering and terrorist finance activity.
February 21, 2020
Audit or Regulatory (OCC, FRB, FINRA, etc.
June 20, 2020
Review and analyze transactional data for potential suspicious activity, including those generated from alert detection processes, internal referrals, OFAC reviews, negative media reports, elder abuse cases, as well as other sources as applicable.
July 02, 2020
Communicates control strengths and weaknesses to internal audit and compliance and collaborates with internal audit to develop migration plans.
August 09, 2020
Supports management in the day-to-day efforts related to compliance with laws, rules, regulations and related policies.
October 18, 2020