Manages and directs all aspects of the internal audit BSA/AML program, including overseeing audit fieldwork on all AML audit engagements, developing a risk-based annual audit plan covering the BSA/AML program, and an audit approach that mirrors current, professional internal audit standards and regulatory expectations.
December 22, 2019
Monitor the Company's program for ensuring the Company's control environment to prevent errors in the financial statements, protect company assets and identify inefficiencies that pose obstacles to optimizing results.
February 27, 2020
Leads integration of audit data and planning across R&D, in collaboration with non-R&D Quality Audit teams to ensure consistency across the organization.
May 07, 2020
Audit, AML compliance) with a proven track record leading comparable operations and programs (such as auditing AML programs/issues and BSA/AML/OFAC program) is required.
May 10, 2020
Reviewing and challenging CP-related audit findings, audit issues, and audit ratings.
May 16, 2020
Support leadership to ensure an effective SOX compliance program on an on-going basis, including the planning, execution and reporting of internal controls over financial reporting, audit activities, other internal resources, external auditors, senior management and other stakeholders.
June 05, 2020
Prepare the annual audit plan based on a risk assessment methodology.
July 03, 2020