Performs daily audit on a sampling of new accounts (may also include loan applications and changes made to existing accounts) for Customer Identification Program / Know Your Customer (CIP/KYC) compliance.
September 18, 2021
Recommend procedural and/or operational changes as well as any enhancements to the BSA/AML software to increase efficiency, ensure compliance, and to support sound risk-based decision making processes.
September 19, 2021
Completes cases and side-task responsibilities as assigned by the BSA Lead Analyst, BSA Risk Officer, Fraud Risk Officer or BSA, OFAC, and ID Theft Prevention Officer.
October 15, 2021
Monitors and reviews account activity for the purposes of identifying and reporting cash transactions that exceed $10,000 within a single business day and/or that would otherwise require a Currency Transaction Report (CTR).
October 26, 2021
Evaluate data gathered from multiple servicing and other source systems reconcile differences, decompose high-level information into details, abstract up from low-level information to understand and distinguish optional user requests from what is required.
November 04, 2021
Requires knowledge of regulatory obligations under the Bank Secrecy Act, FinCEN, OFAC and experience with SAR's from a banking perspective.
December 04, 2021
Acts with authority to reverse transactions, refund fees, grant provisional and final credits, restrict member privileges and /or to close accounts, as applicable, in cases of suspected or confirmed fraudulent activity or suspicious activity that may pose a risk to the credit union or its members.
December 23, 2021