Review and analyze transactional data for potential suspicious activity, including those generated from alert detection processes, internal referrals, OFAC reviews, negative media reports, elder abuse cases, as well as other sources as applicable.
October 05, 2022
Act as the subject matter resource on assigned Sanctions related laws and regulations, and internal policies and procedures, keeping abreast of OFAC/Sanctions regulatory developments impacting the Bank.
December 29, 2022
Assists in investigations and Suspicious Activity Reporting (SAR), including preparation of written reviews and filing of SARs in accordance with regulation and time limitations (as needed).
January 15, 2023
Monitor and recommend changes to sanctions compliance policies, standards, and procedures, in close coordination Sanctions Advisory Officer, and Compliance Program team.
February 02, 2023
Reviews system generated alerts and cases, assessing impact to BSA/AML processes.
March 09, 2023
Manages Bank BSA/AML monitoring software program, including the review of input feeds (daily).
March 13, 2023
Document the data or information upon which the decision whether proceed or not to proceed to investigation was made.
March 31, 2023
Participates in validation of first-line of defense implementation and quality assurance testing of federal / state regulatory changes to include ongoing monitoring (test results, review findings, identify trends, etc.
May 06, 2023
Performs special projects regarding Bank compliance activities which may require research and analysis, including the preparation to senior compliance leadership.
May 10, 2023