Track and report the timely submission of status reports submitted by contract examiners.
May 02, 2020
Reviews for approval or disapproval proposed affiliated transaction filings related to domestic insurers in a holding company, including change in control by merger or acquisition, related party agreements, extraordinary dividends, change in board members and executive management, and disclaimers of affiliation.
June 02, 2020
Provides technical expertise to risk-focused financial analysis in accordance with National Association of Insurance Commissioners (NAIC) prescribed guidance and NAIC accreditation standards.
July 04, 2020
Prepares financial analysis reports on a risk-focused basis to provide a summary of financial analysis performed and for confidential information sharing with other state insurance regulators within the NAIC Financial Regulation framework.
July 18, 2020
Demonstrate well-reasoned judgement in decision making and clearly communicate conclusions to senior management of the supervised institution(s) and internal stakeholders.
July 22, 2020
Examine MCE program integrity/fraud, waste and abuse policies and procedures to ensure MCE has adequate controls to maintain compliance with federal regulations and contract requirements.
August 27, 2020
Develop and maintain professional working relationships with key internal and external stakeholders including at the supervised firm(s), within SRC and the Federal Reserve System, and with other regulatory agencies.
September 08, 2020
Participates in Supervisory College forums among other domestic US and international insurance regulators by teleconference, out-of-state or international off-site meetings including planning, presenting and other administrative support as directed for NAIC prescribed group-supervision procedures.
September 20, 2020
Assist with the preparation of reports, exhibits, and other supporting schedules that detail a company's solvency, condition and compliance with laws and regulations, and recommend solutions to questionable financial conditions.
October 08, 2020