Investment Compliance Analyst Salary in District of Columbia

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How much does an Investment Compliance Analyst make in District of Columbia? The average Investment Compliance Analyst salary in District of Columbia is $64,505 as of March 26, 2024, but the range typically falls between $54,450 and $76,736. Salary ranges can vary widely depending on the city and many other important factors, including education, certifications, additional skills, the number of years you have spent in your profession.

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Salary range for a Investment Compliance Analyst

$54,450 to $76,736

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Investment Compliance Analyst

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Location	Avg. Salary	Date Updated
Location Naval Anacost Annex, DC	Avg. Salary $64,505	Date Updated March 26, 2024
Location Parcel Return Service, DC	Avg. Salary $64,505	Date Updated March 26, 2024
Location Washington, DC	Avg. Salary $64,505	Date Updated March 26, 2024
Location Washington Navy Yard, DC	Avg. Salary $64,505	Date Updated March 26, 2024

Search Investment Compliance Analyst Job Openings

Job Openings for Investment Compliance Analyst in District of Columbia

Investment Banking Analyst - Equity Capital Markets (ECM)

augmentjobs - Los Angeles , CA

The Investment Banking Analyst in our ECM group will play a crucial role in supporting all aspects ... Team collaboration * Regulatory compliance Qualifications: * Bachelor's degree in Finance ...

ZipRecruiter ATS Jobs for ZipSearch/ZipAlerts - 2 days ago

Compliance Analyst (Affordable Housing)

ConAm Management Corporation - San Diego , CA

Compliance Analyst - (Affordable Housing) (Corporate Office | San Diego, CA - Remote) WHO WE ARE ... CONAM Management Corporation is part of The CONAM Group, a multi-family property investment and ...

ZipRecruiter ATS Jobs for ZipSearch/ZipAlerts - 29 days ago

Investment Analyst

DirectedLINK - Pasadena , CA

Investment Analyst/Financial Planning Analyst Location: Pasadena, CA (Onsite) Salary: $85,000 ... maintaining compliance. * Provide backup support for sending quarterly investment reports to ...

ZipRecruiter ATS Jobs for ZipSearch/ZipAlerts - 36 days ago

Investment Banking Analyst

ECHELON Partners - Manhattan Beach , CA

... investment banking, consulting, and valuation. ECHELON Analysts are involved in a diversity of ... and FINRA compliance is a plus · Ability to live and work in the U.S. ECHELON is not able to ...

LinkedIn - 36 days ago

Environmental Compliance Analyst

Dudek - Bakersfield , CA

We empower our employee-owners to invest in our local communities and themselves through ... About The Job Dudek is currently seeking a full-time Compliance Analyst to join our environmental ...

LinkedIn - 43 days ago

Snr. Financial Analyst-Investor Relations

Altitude Group - Beverly Hills , CA

Draft detailed investment memos for equity partners. * Quarterly update packages including analysis ... Maintain all investor documents and ensure compliance They are looking for someone with

ZipRecruiter ATS Jobs for ZipSearch/ZipAlerts - 7 days ago

What does an Investment Compliance Analyst do?

Common responsibilities of an Investment Compliance Analyst

Understand and adhere to compliance standards.

April 06, 2023

Support advisors by providing guidance on RIA policy and procedures questions.

August 27, 2022

Review personal trading transactions and notify agents of any discrepancies.

September 09, 2022

Communicate findings from oversight activities to the Registered Funds Chief Compliance Officer and/or a delegate or pertinent Committees via summary memorandum or reporting.

November 12, 2022

File 13F quarterly reports.

December 27, 2022

Answers incoming phone calls from Horace Mann Clients, registered representatives, investment adviser representatives and questions pertaining to brokerage/investment management operations.

February 09, 2023

Prepare and present quarterly summaries.

February 25, 2023

Stay abreast of regulatory changes, industry compliance developments and policy changes.

April 11, 2023

Manage Information Barrier process and restricted securities watchlist.

April 22, 2023

Enters and processes securities orders from clients or representatives.

May 13, 2023

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About District of Columbia

Washington, D.C. is located in the mid-Atlantic region of the U.S. East Coast. Due to the District of Columbia retrocession, the city has a total area of 68.34 square miles (177.0 km2), of which 61.05 square miles (158.1 km2) is land and 7.29 square miles (18.9 km2) (10.67%) is water. The District is bordered by Montgomery County, Maryland to the northwest; Prince George's County, Maryland to the east; Arlington County, Virginia to the south; and Alexandria, Virginia to the west. The south bank of the Potomac River forms the District's border with Virginia and has two major tributaries: the An...

Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia

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About District of Columbia Washington, D.C. is located in the mid-Atlantic region of the U.S. East Coast. Due to the District of Columbia retrocession, the city has a total area....More

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