Investment Compliance Analyst Salary in Iowa

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How much does an Investment Compliance Analyst make in Iowa? The average Investment Compliance Analyst salary in Iowa is $55,464 as of March 26, 2024, but the range typically falls between $46,819 and $65,980. Salary ranges can vary widely depending on the city and many other important factors, including education, certifications, additional skills, the number of years you have spent in your profession.

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Salary range for a Investment Compliance Analyst

$46,819 to $65,980

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Investment Compliance Analyst

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Location	Avg. Salary	Date Updated
Location Ackley, IA	Avg. Salary $53,087	Date Updated March 26, 2024
Location Ackworth, IA	Avg. Salary $55,985	Date Updated March 26, 2024
Location Adair, IA	Avg. Salary $55,695	Date Updated March 26, 2024
Location Adel, IA	Avg. Salary $55,869	Date Updated March 26, 2024
Location Afton, IA	Avg. Salary $55,695	Date Updated March 26, 2024
Location Agency, IA	Avg. Salary $55,348	Date Updated March 26, 2024
Location Ainsworth, IA	Avg. Salary $54,942	Date Updated March 26, 2024
Location Akron, IA	Avg. Salary $51,059	Date Updated March 26, 2024
Location Albert City, IA	Avg. Salary $51,001	Date Updated March 26, 2024
Location Albia, IA	Avg. Salary $55,695	Date Updated March 26, 2024

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Search Investment Compliance Analyst Job Openings

Job Openings for Investment Compliance Analyst in Iowa

Compliance Analyst (Affordable Housing)

ConAm Management Corporation - San Diego , CA

Compliance Analyst - (Affordable Housing) (Corporate Office | San Diego, CA - Remote) WHO WE ARE ... CONAM Management Corporation is part of The CONAM Group, a multi-family property investment and ...

ZipRecruiter ATS Jobs for ZipSearch/ZipAlerts - 22 days ago

Operations Compliance Analyst

Dollar Bank - Canton , OH

Job Function/Purpose The Operations Compliance Analyst is responsible for monitoring, researching, and ensuring implementation of various local, state, federal, investor, and industry regulations ...

Adzuna - 39 days ago

Investment Analyst

DirectedLINK - Pasadena , CA

Investment Analyst/Financial Planning Analyst Location: Pasadena, CA (Onsite) Salary: $85,000 ... maintaining compliance. * Provide backup support for sending quarterly investment reports to ...

ZipRecruiter ATS Jobs for ZipSearch/ZipAlerts - 29 days ago

Environmental Compliance Analyst

Dudek - Bakersfield , CA

We empower our employee-owners to invest in our local communities and themselves through ... About The Job Dudek is currently seeking a full-time Compliance Analyst to join our environmental ...

LinkedIn - 36 days ago

Snr. Financial Analyst-Investor Relations

Altitude Group - Beverly Hills , CA

Draft detailed investment memos for equity partners. * Quarterly update packages including analysis ... Maintain all investor documents and ensure compliance They are looking for someone with

ZipRecruiter ATS Jobs for ZipSearch/ZipAlerts - Today

Vice President, Investment Performance & Analytics

Aristotle Capital Management - Newport Beach , CA

... Compliance to maintain the firm's GIPS® policies and procedures. At Aristotle, one of our core ... investment teams on attribution models, analysis, and strategic projects. * Measure and report ...

ZipRecruiter ATS Jobs for ZipSearch/ZipAlerts - 28 days ago

What does an Investment Compliance Analyst do?

Common responsibilities of an Investment Compliance Analyst

Understand and adhere to compliance standards.

April 06, 2023

Support advisors by providing guidance on RIA policy and procedures questions.

August 27, 2022

Review personal trading transactions and notify agents of any discrepancies.

September 09, 2022

Communicate findings from oversight activities to the Registered Funds Chief Compliance Officer and/or a delegate or pertinent Committees via summary memorandum or reporting.

November 12, 2022

File 13F quarterly reports.

December 27, 2022

Answers incoming phone calls from Horace Mann Clients, registered representatives, investment adviser representatives and questions pertaining to brokerage/investment management operations.

February 09, 2023

Prepare and present quarterly summaries.

February 25, 2023

Stay abreast of regulatory changes, industry compliance developments and policy changes.

April 11, 2023

Manage Information Barrier process and restricted securities watchlist.

April 22, 2023

Enters and processes securities orders from clients or representatives.

May 13, 2023

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About Iowa

Iowa (/ˈaɪəwə/ (listen)) is a state in the Midwestern United States, bordered by the Mississippi River to the east and the Missouri River and Big Sioux River to the west. It is bordered by six states; Wisconsin to the northeast, Illinois to the east, Missouri to the south, Nebraska to the west, South Dakota to the northwest and Minnesota to the north. In colonial times, Iowa was a part of French Louisiana and Spanish Louisiana; its state flag is patterned after the flag of France. After the Louisiana Purchase, people laid the foundation for an agriculture-based economy in the heart of the Corn...

Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia

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About Iowa Iowa (/ˈaɪəwə/ (listen)) is a state in the Midwestern United States, bordered by the Mississippi River to the east and the Missouri River and Big Siou....More

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