Investment Compliance Analyst Salary in Utah

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How much does an Investment Compliance Analyst make in Utah? The average Investment Compliance Analyst salary in Utah is $55,116 as of March 26, 2024, but the range typically falls between $46,525 and $65,567. Salary ranges can vary widely depending on the city and many other important factors, including education, certifications, additional skills, the number of years you have spent in your profession.

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Salary range for a Investment Compliance Analyst

$46,525 to $65,567

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Investment Compliance Analyst

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Location	Avg. Salary	Date Updated
Location Lehi, UT	Avg. Salary $53,725	Date Updated March 26, 2024
Location Alpine, UT	Avg. Salary $56,565	Date Updated March 26, 2024
Location Altamont, UT	Avg. Salary $56,101	Date Updated March 26, 2024
Location Alton, UT	Avg. Salary $55,753	Date Updated March 26, 2024
Location Altonah, UT	Avg. Salary $56,101	Date Updated March 26, 2024
Location American Fork, UT	Avg. Salary $53,899	Date Updated March 26, 2024
Location Aneth, UT	Avg. Salary $55,985	Date Updated March 26, 2024
Location Annabella, UT	Avg. Salary $53,203	Date Updated March 26, 2024
Location Antimony, UT	Avg. Salary $53,203	Date Updated March 26, 2024
Location Aurora, UT	Avg. Salary $53,203	Date Updated March 26, 2024

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Search Investment Compliance Analyst Job Openings

Job Openings for Investment Compliance Analyst in Utah

Compliance Analyst (Affordable Housing)

ConAm Management Corporation - San Diego , CA

Compliance Analyst - (Affordable Housing) (Corporate Office | San Diego, CA - Remote) WHO WE ARE ... CONAM Management Corporation is part of The CONAM Group, a multi-family property investment and ...

ZipRecruiter ATS Jobs for ZipSearch/ZipAlerts - 23 days ago

Operations Compliance Analyst

Dollar Bank - Canton , OH

Job Function/Purpose The Operations Compliance Analyst is responsible for monitoring, researching, and ensuring implementation of various local, state, federal, investor, and industry regulations ...

Adzuna - 40 days ago

Investment Analyst

DirectedLINK - Pasadena , CA

Investment Analyst/Financial Planning Analyst Location: Pasadena, CA (Onsite) Salary: $85,000 ... maintaining compliance. * Provide backup support for sending quarterly investment reports to ...

ZipRecruiter ATS Jobs for ZipSearch/ZipAlerts - 30 days ago

Environmental Compliance Analyst

Dudek - Bakersfield , CA

We empower our employee-owners to invest in our local communities and themselves through ... About The Job Dudek is currently seeking a full-time Compliance Analyst to join our environmental ...

LinkedIn - 37 days ago

Snr. Financial Analyst-Investor Relations

Altitude Group - Beverly Hills , CA

Draft detailed investment memos for equity partners. * Quarterly update packages including analysis ... Maintain all investor documents and ensure compliance They are looking for someone with

ZipRecruiter ATS Jobs for ZipSearch/ZipAlerts - 1 day ago

Vice President, Investment Performance & Analytics

Aristotle Capital Management - Newport Beach , CA

... Compliance to maintain the firm's GIPS® policies and procedures. At Aristotle, one of our core ... investment teams on attribution models, analysis, and strategic projects. * Measure and report ...

ZipRecruiter ATS Jobs for ZipSearch/ZipAlerts - 29 days ago

What does an Investment Compliance Analyst do?

Common responsibilities of an Investment Compliance Analyst

Understand and adhere to compliance standards.

April 06, 2023

Support advisors by providing guidance on RIA policy and procedures questions.

August 27, 2022

Review personal trading transactions and notify agents of any discrepancies.

September 09, 2022

Communicate findings from oversight activities to the Registered Funds Chief Compliance Officer and/or a delegate or pertinent Committees via summary memorandum or reporting.

November 12, 2022

File 13F quarterly reports.

December 27, 2022

Answers incoming phone calls from Horace Mann Clients, registered representatives, investment adviser representatives and questions pertaining to brokerage/investment management operations.

February 09, 2023

Prepare and present quarterly summaries.

February 25, 2023

Stay abreast of regulatory changes, industry compliance developments and policy changes.

April 11, 2023

Manage Information Barrier process and restricted securities watchlist.

April 22, 2023

Enters and processes securities orders from clients or representatives.

May 13, 2023

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About Utah

Utah is known for its natural diversity and is home to features ranging from arid deserts with sand dunes to thriving pine forests in mountain valleys. It is a rugged and geographically diverse state that is at the convergence of three distinct geological regions: the Rocky Mountains, the Great Basin, and the Colorado Plateau. Utah is one of the Four Corners states, and is bordered by Idaho in the north, Wyoming in the north and east; by Colorado in the east; at a single point by New Mexico to the southeast; by Arizona in the south; and by Nevada in the west. It covers an area of 84,899 sq mi ...

Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia

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About Utah Utah is known for its natural diversity and is home to features ranging from arid deserts with sand dunes to thriving pine forests in mountain valleys....More

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