How much does a Junior Compliance Analyst make in Kentucky? The average Junior Compliance Analyst salary in Kentucky is $54,478 as of October 28, 2020, but the range typically falls between $47,445 and $63,568. Salary ranges can vary widely depending on the city and many other important factors, including education, certifications, additional skills, the number of years you have spent in your profession.
Review and analyze credit applications * Responds to customer issues when necessary * Under close ... Maintains compliance with industry regulations to include the Fair Debt Collection Practices Act ...
ZipRecruiter - 3 days ago
What does a Junior Compliance Analyst do?
Junior Compliance Analyst in Chicago, IL
Review the financial document under a critical lens and translate its information into the loan system, specifically assessing the loan documents as they relate to current regulatory requirements- document review is a critical portion of this role!.
March 23, 2020
Prepare and provide summary reporting on progress of regulatory review assessments, Risk Assessment execution, and Monitoring and Testing execution to Business Unit Compliance Officers.
March 23, 2020
Monitor the central mailbox for incoming inquiries, predominantly made up of various financial statements requiring attention (loan agreements, credit agreements, etc.
May 23, 2020
Junior Compliance Analyst in Los Angeles, CA
Represent CDM Compliance department internally as an advertising compliance subject matter resource.
March 30, 2020
Junior Compliance Analyst
Draft web content and periodic releases on compliance issues of interest to investment advisors.
April 14, 2020
Obtain carrier appointments as needed.
April 26, 2020
Build and produce reporting on key risk indicators and trends associated with Compliance risk.
May 27, 2020
Develop automation, reporting and self-service capabilities and other duties as assigned.
June 02, 2020
Interact with the SEC, state regulatory agencies and other regulatory bodies in connection with efforts to get clients registered as investment advisers.
July 06, 2020
Assist senior staff and clients in drafting their compliance manuals, codes of ethics, and other written materials for use by clients to help them meet their compliance obligations and/or respond to regulatory inquiries.
Kentucky (/kənˈtʌki/ (listen) kən-TUK-ee), officially the Commonwealth of Kentucky, is a state located in the east south-central region of the United States. Although styled as the "State of Kentucky" in the law creating it, (because in Kentucky's first constitution, the name state was used) Kentucky is one of four U.S. states constituted as a commonwealth (the others being Virginia, Pennsylvania, and Massachusetts). Originally a part of Virginia, in 1792 Kentucky became the 15th state to join the Union. Kentucky is the 37th most extensive and the 26th most populous of the 50 United States.
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia