How much does a Junior Compliance Analyst make in Maine? The average Junior Compliance Analyst salary in Maine is $55,908 as of November 25, 2020, but the range typically falls between $48,691 and $65,241. Salary ranges can vary widely depending on the city and many other important factors, including education, certifications, additional skills, the number of years you have spent in your profession.
Ensuring we remain compliant and continue to treat our customer's fairly, whilst mitigating the ... Ensure high quality, insightful credit risk analytics is produced. You will lead and support the ...
Upward.net - 4 days ago
What does a Junior Compliance Analyst do?
Junior Compliance Analyst in Chicago, IL
Prepare and provide summary reporting on progress of regulatory review assessments, Risk Assessment execution, and Monitoring and Testing execution to Business Unit Compliance Officers.
March 24, 2020
Review the financial document under a critical lens and translate its information into the loan system, specifically assessing the loan documents as they relate to current regulatory requirements- document review is a critical portion of this role!.
April 07, 2020
Monitor the central mailbox for incoming inquiries, predominantly made up of various financial statements requiring attention (loan agreements, credit agreements, etc.
May 24, 2020
Junior Compliance Analyst in Los Angeles, CA
Represent CDM Compliance department internally as an advertising compliance subject matter resource.
June 12, 2020
Junior Compliance Analyst
Draft web content and periodic releases on compliance issues of interest to investment advisors.
July 09, 2020
Interact with the SEC, state regulatory agencies and other regulatory bodies in connection with efforts to get clients registered as investment advisers.
July 20, 2020
Obtain carrier appointments as needed.
July 20, 2020
Assist senior staff and clients in drafting their compliance manuals, codes of ethics, and other written materials for use by clients to help them meet their compliance obligations and/or respond to regulatory inquiries.
August 15, 2020
Build and produce reporting on key risk indicators and trends associated with Compliance risk.
August 29, 2020
Develop automation, reporting and self-service capabilities and other duties as assigned.
To the south and east is the Atlantic Ocean and to the north and northeast is New Brunswick, a province of Canada. The Canadian province of Quebec is to the northwest. Maine is both the northernmost state in New England and the largest, accounting for almost half of the region's entire land area. Maine is the only state in the continental US to border only one other American state (New Hampshire to the South and West).
Maine is the easternmost state in the United States in both its extreme points and its geographic center. The town of Lubec is the easternmost organized settlement in the United...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia