Prepare and provide summary reporting on progress of regulatory review assessments, Risk Assessment execution, and Monitoring and Testing execution to Business Unit Compliance Officers.
December 22, 2022
Review the financial document under a critical lens and translate its information into the loan system, specifically assessing the loan documents as they relate to current regulatory requirements- document review is a critical portion of this role!.
December 25, 2022
Monitor the central mailbox for incoming inquiries, predominantly made up of various financial statements requiring attention (loan agreements, credit agreements, etc.
May 13, 2023
Build and produce reporting on key risk indicators and trends associated with Compliance risk.
January 26, 2023
Develop automation, reporting and self-service capabilities and other duties as assigned.
February 17, 2023
Assist senior staff and clients in drafting their compliance manuals, codes of ethics, and other written materials for use by clients to help them meet their compliance obligations and/or respond to regulatory inquiries.
March 12, 2023
