Maintains knowledge of the Bank Secrecy Act (BSA), Anti-Money Laundering (AML), Customer Identification Program (CIP) and Office of Foreign Assets Control (OFAC) regulatory requirements.
October 26, 2022
Performs operational audits to ensure compliance with established policies and procedures, and for compliance with laws and regulations in preparation for audits and regulatory exams.
November 14, 2022
Develop and maintain effective relationships with internal business partners in each of the following areas, including Managing Directors, Directors and associates within BMO Capital Markets and US P&C Commercial, including Debt Capital Markets & Leveraged Finance, Corporate Banking, Loan Trading, US Corporate Finance Division, Diversified Industries, BMO Transportation Finance, Trade Finance, Trade Finance Operations, SAMU, Business Banking and Private Banking.
November 18, 2022
Assist in the development, implementation, and maintenance of annual compliance risk assessments, and assists with the creation of the compliance testing program, commensurate with the identified levels of risk.
March 02, 2023
Manage all phases of testing, including multiple simultaneous testing engagements across multiple testing portfolios, ensuring that testing engagements are completed within established timeframes and/or provide early escalation to anticipated delays to management.
March 13, 2023
Lead cross-functionally implementation by working directly with compliance, risk and marketing the strategy for consumer banking products with specific focus on increasing market share.
April 04, 2023
Provide deep knowledge and technical expertise to resolve complex customer inquiries and issues (including investigation and resolution), support process, product or technical design, and provide consultative services within PO and/or to internal business partners/ external customers.
April 24, 2023
Demonstrated relationship management skills and the ability to make connections to the greater strategy while collaborating with multiple business partners and senior leaders.
April 30, 2023
Actively participates with Commercial Lending support staff to ensure that all documentation is in place, applicable terms and conditions are adhered to, and required financial exhibit due dates are monitored, with exhibits received from customers in a timely manner.
May 04, 2023
Reviews and approves commercial credit packages exceeding individual officer lending authorities and works with the community or market president along with executive management and credit function for final approval on larger transactions.
May 15, 2023