Compliance Analyst, Officer

1686 SSGA Trust Company
Stamford, CT Full Time
POSTED ON 4/25/2022 CLOSED ON 9/28/2022

What are the responsibilities and job description for the Compliance Analyst, Officer position at 1686 SSGA Trust Company?

Who we are looking for With immediate effect, State Street Global Advisors Compliance Division is looking for Compliance Analyst to join Registered Funds Chief Compliance Officer’s (CCO) team in Stamford, Connecticut. Why this role is important to us State Street Global Advisors’ (SSGA) Compliance team of approximately 50 professionals works to ensure that SSGA meets all regulatory requirements globally and is a trusted partner for clients on regulatory and Compliance issues. This role provides an opportunity to assist senior management and business professionals on Compliance matters and design, develop, and enhance the firm’s Compliance programs as the firm’s regulatory requirements grow and expand. The team you will be joining is part of SSGA, one of the biggest asset managers in the world, that provides services to the world’s governments, institutions and financial advisors across the globe. With over four decades of experience and trillions of dollars in assets under management, we offer one of the broadest selections of services across asset classes, risk profiles, regions and styles. As pioneers in index, ETF, and ESG investing, we are always inventing new ways to invest. What you will be responsible for As Compliance Analyst you will Performance of periodic due diligence activities on investment advisors, external managers, and other third party service providers, such as the review of due diligence questionnaires and certifications, periodic calls and on-site due diligence visits Performance of initial compliance due diligence activities on real estate property managers and other operating partners, such as the review of due diligence questionnaires, background checks, and follow up calls Review information provided by third parties, identify and escalate material issues. Critically analyze findings for materiality, trends, and significant process design and operating deficiencies Communicate findings from oversight activities to the Registered Funds CCO or pertinent Committees via summary memorandum or reporting Monitor for regulatory changes and work with the business to determine if modifications to the control environment are required Manage and respond to regulatory examinations and inquiries Identify, evaluate and test controls that support various regulatory requirements Provide quarterly reporting to the various boards of trustees Collaborate with internal departments on strategic initiatives and product launches Manage restricted securities watchlist and information barriers process Assist in completing additional projects in support of the compliance program What we value These skills will help you succeed in this role Strong analytical, reading and writing skills with an acute attention to detail a must Demonstrated organizational skills, including being able to balance multiple tasks Ability to maintain sensitive information Ability to work both independently and collaboratively Education & Preferred Qualifications Bachelor’s degree Post-Graduate degree and/or 2 to 4 years of relevant experience Knowledge of the Investment Advisers Act of 1940 and the Investment Company Act of 1940 Knowledge of other U.S. and non-U.S. regulatory statutes is a plus Knowledge of alternative investments is a plus Proficient in Microsoft Word and PowerPoint and basic skills in Microsoft Access and Excel What we offer Wide range of benefits, including: Medical Prescription Drug Health Savings Account (HSA) Flexible Spending Accounts (FSAs) Dental Vision Employee-Paid Life and Accidental Death & Dismemberment (AD&D) Insurance Employee-Paid Long-Term Disability Critical Illness Insurance Accident Insurance & Hospital Indemnity Insurance Business Travel Accident Insurance Short-Term Disability Identity Theft Protection Legal Benefits BeWell Programme Paid Time Off Employee Assistance Program (EAP) Salary Savings Program (SSP) About State Street What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients. Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You’ll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential. Inclusion, Diversity and Social Responsibility. We truly believe our employees’ diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you. State Street is an equal opportunity and affirmative action employer. Discover more at StateStreet.com/careers COVID-19 Protocols: Complying with State Street’s COVID-19 protocols is a condition of employment. Those requirements may vary depending on circumstances and legal requirements, and may include, without limitation, a requirement to be vaccinated (or have an accommodation), to disclose vaccination status, to provide evidence of vaccination status, etc.
Chief Compliance Officer
Ascendo Resources -
Greenwich, CT
Compliance Helpdesk Associate Analyst
Deloitte -
Stamford, CT
Associate Analyst, Independence Compliance
Deloitte -
Stamford, CT

For Employer
Looking for Real-time Job Posting Salary Data?
Keep a pulse on the job market with advanced job matching technology.
If your compensation planning software is too rigid to deploy winning incentive strategies, it’s time to find an adaptable solution. Compensation Planning
Enhance your organization's compensation strategy with salary data sets that HR and team managers can use to pay your staff right. Surveys & Data Sets

Sign up to receive alerts about other jobs with skills like those required for the Compliance Analyst, Officer.

Click the checkbox next to the jobs that you are interested in.

  • Coverage Evaluation Skill

    • Income Estimation: $75,905 - $103,047
    • Income Estimation: $94,973 - $125,755
  • Data Analytics Skill

    • Income Estimation: $64,949 - $84,690
    • Income Estimation: $74,781 - $93,224
This job has expired.
View Core, Job Family, and Industry Job Skills and Competency Data for more than 15,000 Job Titles Skills Library

Not the job you're looking for? Here are some other Compliance Analyst, Officer jobs in the Stamford, CT area that may be a better fit.

Compliance Officer

Bankwell, Canaan, CT

Compliance Officer

Partnership Employment, Stamford, CT

AI Assistant is available now!

Feel free to start your new journey!