Aspiriant is a leading independent wealth management firm with offices spanning the US. We recognize and respect the value and contributions of each staff member to the overall success of our company and strive to cultivate a work environment that strikes an agreeable balance between our professional and personal lives.
Job Description
The Compliance Senior Associate has varied responsibilities within Aspiriant. This position provides the assistance to the Chief Compliance Officer in managing, documenting, administering, and updating the regulatory compliance programs. Success in the position will require exceptional organizational and administrative skills, as well as the ability to manage towards deadlines. Occasional travel and after-hours work may be required.
Specific Responsibilities
SEC & Regulatory Compliance
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ASPIRIANT IS A leading independent wealth management firm.
We recognize, respect and value the contributions of each employee, and we strive to cultivate a work environment that strikes an agreeable balance between our professional and personal lives.
Our core values guide us to seek out a broad range of perspectives, talent, and backgrounds to achieve our mission; one where all staff contribute to and share our success. Aspiriant is committed to diversity, and as an equal opportunity employer, we are committed to employment practices that ensure that employees and applicants for employment are provided with equal opportunities without regard to race, color, national origin, ancestry, sex, age, religion, physical or mental disability, medical condition, veteran status, marital status, pregnancy, sexual orientation, gender identity, genetic information or any other factor that is not related to the position.
To Apply
Go to www.aspiriant.com, select ‘careers’ link in the footer, and search for open positions in Cincinnati. From there attach a cover letter and resume for consideration. We look forward to hearing from you!
Aspiriant is an Equal Opportunity Employer and follows the guidelines for any applicable Fair Chance Ordinances.
www.aspiriant.com
Aspiriant is a Registered Investment Adviser, subject to SEC regulation, and requires all employees (and at times, family members) to disclose securities holding and transactions. There are also restrictions on trading certain securities. Candidates are encouraged to request further information regarding these policies.
Salary.com Estimation for Senior Associate - Compliance in Cincinnati, OH
$86,437 - $111,992
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