Compliance Coordinator

Beacon Hill Staffing Group, LLC
New York, NY Full Time
POSTED ON 7/9/2023 CLOSED ON 8/6/2023

What are the responsibilities and job description for the Compliance Coordinator position at Beacon Hill Staffing Group, LLC?


Our client, a registered investment advisor, is seeking a Compliance Coordinator to join their NYC team. The hours are 8am - 5pm (flex for OT) and they operate on a hybrid schedule with three days in the office and two days remote.

Responsibilities:
  • Assist with and initiate new hire documentation; schedule training
  • Maintain internal controls in order to detect violations of company policies/procedures
  • Liaise with new hires to ensure that all Compliance onboarding requirements are completed prior to their start date
  • Manage broker statements feeds for all US employees
  • Ensure that all Code of Ethics and other related certifications are completed in a timely manner
  • Provide administrative and project support to the Compliance team

Qualifications:
  • Bachelor's degree required
  • 2 years of administration/operations experience supporting a legal/compliance team
  • Highly proficient in Excel
  • Ability to work independently and leverage time management
  • Organized and capable of prioritizing
  • Capable of handling confidential information with discretion

Compensation/Benefits:
  • Up to $100K - $110K base depending on experience bonus
  • Small employee contribution for Medical benefits
  • Free vision and dental plans
  • 401K with match
  • 3 weeks of vacation
  • Unlimited sick time
  • Free lunch when in office

Beacon Hill is an Equal Opportunity Employer that values the strength diversity brings to the workplace. Individuals with Disabilities and Protected Veterans are encouraged to apply.

If you would like to complete our voluntary self-identification form, please click here or copy and paste the following link into an open window in your browser: https://jobs.beaconhillstaffing.com/eeoc/

Completion of this form is voluntary and will not affect your opportunity for employment, or the terms or conditions of your employment. This form will be used for reporting purposes only and will be kept separate from all other records.

Company Profile:

Founded by industry leaders to set a new standard in search, career placement and flexible staffing, we deliver coordinated staffing solutions with unparalleled service, a commitment to project completion and success and a passion for innovation, creativity and continuous improvement.

Our niche brands offer a complete suite of staffing services to emerging growth companies and the Fortune 500 across market sectors, career specialties/disciplines and industries. Over time, office locations, specialty practice areas and service offerings will be added to address ever changing constituent needs.

Learn more about Beacon Hill Staffing Group and our specialty divisions, Beacon Hill Associates, Beacon Hill Financial, Beacon Hill HR, Beacon Hill Legal, Beacon Hill Life Sciences and Beacon Hill Technologies by visiting www.beaconhillstaffing.com.

We look forward to working with you.

Beacon Hill. Employing the Future (TM)

About the Company:
Beacon Hill Staffing Group, LLC



Industry:
Financial Services


Salary : $100,000 - $110,000

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