Operations Associate

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team. Broadridge is leading provider of investor communications and technology-driven solutions to banks, broker-dealers, mutual funds, and corporations globally. Our systems and services include investor communication solutions, securities processing, and operations. In short, we provide the infrastructure that helps the financial services industry operate. With 50 years of experience, we provide financial services firms with advanced, dependable, scalable and cost-effective integrated services to help run their businesses. General Purpose: To work closely with mutual fund families and clients to establish accounts with fund families, verify broker dealer information, and research commission inquires. Responsibilities: Verify the accuracy of account setup files received from clients. Prepare and submit automated account setup files to fund families via NSCC interface. Prepare and fax account setup files to fund families that do not participate in NSCC. Prepare and submit email reports to fund families once accounts are established for broker dealer verification. Research and resolve inquiries from fund families regarding the proper setup of accounts. Verify broker dealer information via web or telephone. Research and resolve commission inquiries. Assist on projects and conversions. Minimum Requirements: Education: Bachelor’s Degree in economics, finance, business administration, or a related discipline. Experience: One year of financial services experience, preferably in the brokerage or mutual fund industry. Series 6 or 7 license preferred. Disability Assistance We recognize that ensuring our long-term success means creating an environment where everyone is welcome, where everyone's strengths are valued and where everyone can perform at their best. Broadridge provides equal employment opportunities to all associates and applicants for employment without regard to race, color, religion, sex (including sexual orientation, gender identity or expression and pregnancy), marital status, national origin, ethnic origin, age, disability, genetic information, or military or veteran status and other protected characteristics protected by applicable federal, state, or local laws. US applicants: Click here to view the "EEO is the Law" poster. If you are a qualified individual with a disability or a disabled veteran, you may request a reasonable accommodation in the event you are unable or limited in your ability to use or access the Company's career webpage because of your disability. You may request a reasonable accommodation(s) by calling 888-237-7769 or by sending an email to BRcareers@broadridge.com.