Compliance Officer: FT

Description

Position purpose:

To ensure that the Casino operates within all applicable laws and regulations for Indian Gaming Enterprises in Oklahoma.

Responsibilities/Duties/Functions/Tasks:

• Assemble and maintain an accurate and current library of Federal, State, and Tribal regulatory requirements for Indian Gaming. 
• Serve as a gaming operation liaison for compliance audits and official visits from regulatory agencies. 
• Facilitate discussions with gaming operation managers, and supervisors to convey compliance standards and offer solutions where improvement is needed. 
• Analyze regulatory requirements and present opinions to management regarding the application and enforcement of compliance standards. 
• Formulate and recommend audit plans, including scope, techniques, and timelines within the constraints of the audit. 
• Performs audits of all gaming areas of the casino operations. 
• Collects and analyzes data to detect deficient controls, duplicated effort, extravagance, fraud, or non-compliance with gaming regulations, laws, internal controls, or policies. Prepare detailed reports of all audits and deliver to the CEO/Assistant General Manager with recommendations for change. 
• Performs follow-up observations and examinations to verify corrective action. 
• Reviews and recommends changes to internal control policies and practices. 
• Monitor tort and prize claims as required by Compact regulatory requirements.
• Author gaming operation directives and coordinate the related management program. Conduct training for gaming operations employees.  
• Obtain and maintain gaming license. Perform other duties as assigned.

Requirements

  Qualifications:

Requires High School Diploma or equivalent. Associate degree preferred. At least 2 years previous auditing and / or regulatory compliance experience or combination of experience and equivalent education required.  Requires prior experience writing policies. Must be at least 18.

Work Requirements:

Requires problem solving skills, advanced written communication skills, advanced computer skills, interpersonal skills, and organizational skills. Requires knowledge of all pertinent federal and state regulations and requirements governing casino internal controls. Position involves prolonged sitting, stooping or bending, lifting, or carrying up to 30 pounds on a daily basis. Work is performed in an office or casino environment with varying levels of lighting, air quality, noise, and / or temperature.