What are the responsibilities and job description for the Financial Executive position at Busey?
WHAT YOU'LL DO
The Financial Executive is responsible for assisting Financial Advisors by administering all aspects of clients’ accounts. This includes a full line of investment products, including mutual funds, managed accounts, equities, and fixed income securities.
WHAT YOU'LL BRING
Duties:
- Assist Busey Wealth Management in meeting the goals and objectives of the organization utilizing the Wealth Advisory program.
- Assist the Financial Advisors and clients with a full line of investment products, including mutual funds, managed accounts, equities, and fixed income securities.
- Prepare letters, forms, and reviews to assist with servicing existing clients and prospecting for new clients.
- Respond to client correspondence and interact daily, by phone or in person, with prospective and existing clients.
- Handle financial operational issues that might occur with statements and transactions.
- Process incoming correspondence, checks, mail, and email.
- Review daily reports from Raymond James Financial Services and take necessary actions.
- Forward all account information to home office for approval and scanning.
- Prepare advisor with necessary paperwork prior to client appointments.
- Maintain Client Relationship Management (CRM).
- Assist with regional activities when requested.
- Follow industry, Raymond James Financial Services, First Busey Corporation, and Busey Trust Company policy, regulations, and procedures.
Knowledge of:
- Strong oral and written communication skills
- Strong sales and client service skills
- Wealth Management Services including Investments, banking, and trust concepts including asset allocation and basic trust and estate procedures.
- Financial Planning and Fiduciary issues.
Ability to:
- Make independent decisions
- Analyze and interpret numerical data
- Analyze and solve problems that frequently involve decisions based on a wide knowledge of many factors where application of advanced technical concepts is predominantly required.
- Analyze and interpret general business periodicals, professional journals, technical procedures, and governmental regulations.
- Perform duties and make decisions under frequent time pressures
EDUCATION & TRAINING
- Requires Bachelor’s degree or related experience in the investment field.
- Required to obtain Series 7 & 66 license within first 6 months of employment.
- Required to obtain License for Life and Health within 12 months of employment.
- Computer skills adequate for working with investment software.
- Must be in good standing with Regulatory and Firm Element continuing education, as well as with First Busey Corporation continuing education.
- Ongoing development and broadening of appropriate knowledge and skills.
- Requires knowledge of Microsoft Office.
Busey values a diverse and inclusive workplace and strives to recruit, develop and retain individuals with exceptional talent. A team with diverse talent, working together, is essential to Busey’s commitment of delivering service excellence. Busey is an Equal Opportunity Employer including Disability/Vets. Visit Busey.com/Careers to learn more about Busey’s Equal Opportunity Employment.
