Compliance and Regulatory Analyst

Southlake, TX Full Time
POSTED ON 5/2/2024

The Compliance and Regulatory Analyst is an integral part of compliance reporting for several reporting entities. The position is also responsible for preparing and submitting adequate documentation for quarterly and annual audits. The position also acts a liaison between FP&A and accounting in reconciling financial statement expectations.

  1. Compliance Reporting-Prepare and maintain reports or worksheets o.n daily, weekly, monthly, quarterly and annual basis as needed by Compliance Manager for required reporting to regulatory agencies.
  2. Investigative & Analytical Accounting
  3. Compliance and Regulatory Audit

Required Qualifications

  • Bachelor's Degree in Business, Accounting or related field
  • A minimum of 5 years' work experience in related field.
  • Possess a high degree of attention to detail and accuracy
  • Capable of multitasking and organizing priorities
  • Ability to work in high pressure situations and meet tight deadlines
  • Willingness to adhere to confidentiality
  • Advanced level in Microsoft Excel

This position is located in Southlake, Texas


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