Senior Compliance Officer

Deriv
Guernsey, WY Full Time
POSTED ON 6/9/2024 CLOSED ON 7/4/2024

What are the responsibilities and job description for the Senior Compliance Officer position at Deriv?

As a Senior Compliance Officer at Deriv in Guernsey, you will provide insight on regulatory and statutory compliance for the company in all its areas of operations. You will develop and implement company policies and test internal controls. By identifying and mitigating risks, you will flag areas of improvement and protect our interests.

Your challenges

  • Work with the Head of Compliance in Guernsey to provide the Deriv Group with guidance on compliance with applicable laws and regulations.
  • Determine potential compliance risks, create and implement corrective plans, and provide guidelines on how to prevent or resolve similar situations in the future.
  • Plan and direct internal programmes and policies to empower all departments with the knowledge, awareness, and practices of regulatory compliance.
  • Screen and approve website content and marketing promotions.
  • Review and monitor our business contracts and agreements.
  • Assist with our regulatory audits and annual statutory audits.

Requirements

  • A university degree in a related field
  • 3 years of related job experience
  • A good understanding of corporate, legal, or regulatory compliance
  • Thorough understanding of anti-money laundering (AML) and Know Your Customer (KYC) processes and other compliance matters in multiple jurisdictions
  • The ability to draft and review legal documents and prepare licence applications
  • Excellent spoken and written English communication skills

Benefits

  • Exciting work challenges
  • Cooperative work environment
  • Career advancement opportunities
  • Market-based salary
  • Annual performance bonus
  • Casual dress code
  • Training sessions and webinars to help you advance your career
  • Inspiring work environment and creative freedom
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