Head of US AML

eToro
Hoboken, NJ Full Time
POSTED ON 12/19/2022 CLOSED ON 1/9/2023

What are the responsibilities and job description for the Head of US AML position at eToro?

About eToro

eToro is a social investment network that empowers people to grow their knowledge and wealth as part of a global community of successful investors. eToro was founded in 2007 with the vision of opening up the global markets so that everyone can trade and invest in a simple and transparent way. Today, eToro is a global network of more than 27 million registered users who share their investment strategies; and anyone can follow the approaches of those who have been the most successful. Due to its simplicity users can easily buy, hold and sell assets, monitor their portfolio in real time, and transact whenever they want.

What you'll be doing:

This role requires strong analysis and communication skills, substantive anti-money laundering expertise, and an ability to address and explain interesting issues in a critical area.

As the Head of US AML, you will:

  • Serve as a critical member and leader in the legal and compliance organization including leading and developing a team of AML professionals
  • Coordinate and oversee an effective Bank Secrecy Act/Anti-Money Laundering and OFAC program that is in compliance with current industry best practices, as well as regulatory guidance and requirements.
  • Apply your substantive AML expertise and experience to eToro’s broker-dealer and crypto businesses.
  • Develop and implement enhancements of the BSA/AML/OFAC/USA PATRIOT Act monitoring systems to ensure that appropriate parameters are in place to identify suspicious or fraudulent activity.
  • Maintain an effective customer risk rating and monitoring program including initial and ongoing assessments.
  • Oversee the review and analyze unusual account activity in customers’ accounts.
  • Establish and maintain appropriate Suspicious Activity Report processes that promote: quality investigation and research; consistent decisions; and complete and detailed documentation.
  • Work closely with legal and compliance teammates and other partners on regulatory inquiries, exams, and litigation cases and lead on AML issues connected to those matters.
  • Conduct BSA/AML/OFAC risk assessment at least annually with consideration of risks related to the company’s products, services, employees, and geographies.
  • Advise business partners on AML issues related to the development and implementation of new products and services.
  • Oversee the administering of BSA/AML/OFAC related training programs for directors, management, and employees and provide BSA guidance and coaching to employees.
  • Maintain BSA/AML related monitoring and reporting systems.

Requirements:

What we're looking for:

We expect you to be well qualified for this position if you have these characteristics:

  • Minimum of 8 years’ direct AML experience working with financial companies and/or in relevant government roles
  • Bachelor's degree required
  • CAMS or equivalent certification desired
  • Thorough knowledge of AML rules, regulations, and guidance
  • Ability to develop and maintain detailed reporting
  • Strong Excel, Word, and PowerPoint skills
  • Ability to represent the company in its communications with regulators, auditors, and other parties
  • Ability to effectively respond to inquiries from governmental agencies
  • Ability to report a summary of detected AML risks to the company's Board of Directors and senior management
  • Experience managing other professionals

Sub Department:
Compliance
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