Compliance Administrator - Insurance Brokerage

Compliance Administrator – Insurance Brokerage

"Building financial foundations for families to empower them today and leave a legacy for tomorrow".

Experior Financial Group Inc. is looking for a motivated individual who works well with others but is also able to work independently. This position offers exciting challenges and the chance to learn new skills. This role best suits someone who is resourceful, coachable, detail orientated, and have great time management skills.

As a member of our team, you will have a lot of fun and enjoy a positive work environment. We are a great group, looking for people who consider themselves a go-getter, and searching for a place to call home.

There are always great opportunities for career advancement for people willing to put in the effort. We are growing extremely fast and are looking for people that strive for excellence every day.

Experior Financial Group Inc. is looking for a Compliance Administrator on the American side of business.

Responsibilities:

• Responsible for planning, implementing, and overseeing processes to mitigate risk related items.
• Develop, implement, and manage our compliance program.
• Coordinate with Regulators to ensure policies are up to date and maintained.
• Develop and write all Company compliance policies and communications.
• Schedule required trainings for Agents and Head Office Staff.
• Investigate, assess, and apply company policies and state policies to various situations.

Qualifications:

• Must have experience working in Compliance and/or the Financial Services Industry.
• Knowledge of NAILBA, NAIC, State Financial Services Regulations and Privacy laws.
• Previous experience in State Financial Regulations, Agent/Producer Licensing and Compliant Sales Practices considered a strong asset.
• Superior communication skills, both verbal and written.
• Able to handle stressful situations with a positive, can-do attitude.
• Reliable and trustworthy.
• Excellent time management and organizational skills.
• Follow established guidelines and procedures.
• Strong computer skills and proficient in Office 365.
• Exceptional analytical skills.
• An ability to thrive while working with tight deadlines and multiple priorities.
• Attention to detail and accuracy.
• Friendly approach in delivering challenging information to people over the phone and through email.
• Take initiative and be willing to find the answer.
• Positive attitude and able to accept constructive criticism.
• Works well under pressure and is adaptable to change.
• Have great problem-solving skills.
• Speaking Spanish is considered a strong asset.
• Willing to learn Spanish considered a strong asset.

What Experior Financial Group Inc. can offer you:

• Work-life balance with paid vacation and paid sick days.
• Competitive compensation.
• Guaranteed annual salary increase.
• Benefits including medical, dental and vision care.
• On-site, and hybrid work arrangements.
• Career growth and development opportunities.
• Diverse team work environment.
• On-site parking.
• Straight day shift with no weekends.
• Company events and celebrations.
• Tuition reimbursement.
• Weekly grocery order (on-site only).
• Company provided equipment.

Experior Financial Group Inc. is certified "Great Place to Work".

Job Type: Full-time

Pay: $50,000.00 - $70,000.00 per year

Weekly day range:

• Monday to Friday
• No weekends

Work setting:

• In-person

Application Question(s):

• How many years of Compliance experience do you have within the IMO and/or Life Insurance sector?

Education:

• High school or equivalent (Preferred)

Work Location: In person