Chief Compliance Officer -- Remote | WFH
Job Posting for Chief Compliance Officer -- Remote | WFH at Get It Recruit - Finance
Position Overview
Are you passionate about ensuring ethical standards and regulatory compliance in the financial industry? Join our dynamic team as a Chief Compliance Officer (CCO) for our private equity fund. You'll play a crucial role in upholding our commitment to integrity and navigating the regulatory landscape with finesse.
Key Responsibilities
Join our team and be part of a forward-thinking company dedicated to ethical conduct, regulatory compliance, and professional growth. We offer a collaborative and supportive work environment where your expertise and contributions are valued.
Job Types: Full-time, Contract
Pay: Competitive salary commensurate with experience
Experience
Employment Type: Full-Time
Are you passionate about ensuring ethical standards and regulatory compliance in the financial industry? Join our dynamic team as a Chief Compliance Officer (CCO) for our private equity fund. You'll play a crucial role in upholding our commitment to integrity and navigating the regulatory landscape with finesse.
Key Responsibilities
- Develop and implement robust compliance policies and procedures that align with regulatory requirements and industry standards, fostering a culture of integrity and accountability.
- Regularly assess our compliance framework, identifying areas for improvement and implementing necessary enhancements to mitigate risks effectively.
- Stay abreast of regulatory developments and industry trends, proactively addressing emerging compliance issues and adapting policies to ensure compliance.
- Provide comprehensive guidance and training to our team, empowering them to navigate compliance matters confidently and responsibly.
- Act as the primary liaison with regulatory agencies, auditors, and external stakeholders, ensuring timely responses to inquiries and audits.
- Conduct thorough investigations into compliance breaches and recommend appropriate remedial actions to maintain regulatory compliance.
- Collaborate closely with senior management and legal counsel to address legal and regulatory concerns, fostering a compliant and proactive work environment.
- Maintain accurate records and documentation of compliance activities, ensuring transparency and accountability at all times.
- Lead and mentor a team of compliance professionals, nurturing their growth and ensuring effective oversight of compliance activities.
- Bachelor's degree in business, finance, law, or a related field; advanced degree (e.g., JD, MBA) preferred.
- Professional certifications such as Certified Compliance Professional (CCP) or Certified Regulatory Compliance Manager (CRCM) are highly desirable.
- Extensive experience in compliance, risk management, or regulatory affairs within the financial services industry, with a strong preference for experience in private equity.
- Solid understanding of relevant regulatory requirements, including SEC regulations, anti-money laundering (AML) laws, and data privacy regulations.
- Strong analytical skills with the ability to interpret complex regulatory guidance and assess its impact on the organization.
- Excellent communication and interpersonal skills, with a knack for building effective relationships with internal and external stakeholders.
- Proven leadership abilities with a track record of managing and developing high-performing teams.
- Detail-oriented approach with a commitment to accuracy and thoroughness in compliance-related tasks and documentation.
- Ability to thrive in a fast-paced environment, effectively managing competing priorities and working under pressure.
- Demonstrated commitment to integrity, professionalism, and ethical conduct in all aspects of work.
Join our team and be part of a forward-thinking company dedicated to ethical conduct, regulatory compliance, and professional growth. We offer a collaborative and supportive work environment where your expertise and contributions are valued.
Job Types: Full-time, Contract
Pay: Competitive salary commensurate with experience
Experience
- Fund compliance: 5 years (Required)
Employment Type: Full-Time
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