What are the responsibilities and job description for the SEC Regulatory Attorney position at Jobot?
Fully Remote - Boutique Firm Looking for SEC Regulatory Attorney
This Jobot Job is hosted by: Victoria Casal
Are you a fit? Easy Apply now by clicking the "Quick Apply" button and sending us your resume.
Salary: $100,000 - $250,000 per year
A bit about us:
Boutique firm that partners with Private Equity Funds, Real Estate Funds, Venture Capitals and others to ensure their compliance needs are met!
Why join us?
FULLY REMOTE
Competitive base salary
Medical Insurance (paid for by employer)
401K
PTO
and more....
Job Details
Job Details:
We are seeking a dynamic and experienced SEC Regulatory Attorney to join our esteemed legal department. This role is not for the faint-hearted, it is for a legal eagle who thrives in a fast-paced environment, can effortlessly navigate the complexities of the Securities and Exchange Commission regulations, and is passionate about investment management. This is a permanent position that will offer you the opportunity to work with a team of highly skilled professionals, in an environment that encourages growth and development.
Responsibilities:
1. Providing expert legal advice on a wide range of SEC regulatory matters pertaining to investment management, private equity marketing, and compliance.
2. Reviewing, drafting, and updating compliance manuals and procedures to ensure alignment with the latest SEC regulations and guidelines.
3. Conducting internal audits and investigations to ensure compliance with SEC regulations and internal policies.
4. Representing the organization during SEC examinations and inquiries.
5. Providing training to internal teams on SEC regulations, compliance requirements, and best practices.
6. Collaborating with other departments to develop and implement effective compliance strategies.
7. Keeping abreast of the latest developments in SEC regulations and guidelines and advising the management on potential impacts and necessary actions.
Qualifications:
To qualify for this role, the candidate must have:
1. A Juris Doctor (JD) degree from an accredited law school.
2. Admitted to practice law in the state.
3. A minimum of 5 years of experience as an attorney, preferably as an associate attorney, with a focus on SEC regulatory matters.
4. Extensive knowledge of SEC regulations, particularly in relation to investment management and private equity marketing.
5. Proven experience in compliance and regulatory expertise, with a demonstrated ability to develop and implement effective compliance manuals and procedures.
6. Strong analytical and problem-solving skills, with the ability to interpret complex legal documents and provide practical legal advice.
7. Excellent communication and interpersonal skills, with the ability to effectively interact with individuals at all levels within the organization.
8. High level of professional integrity and ethics, with the ability to handle sensitive and confidential information appropriately.
9. Ability to work independently and as part of a team, managing multiple priorities in a fast-paced environment.
Not able to hire in NY, CA and NJ.
Interested in hearing more? Easy Apply now by clicking the "Quick Apply" button.
This Jobot Job is hosted by: Victoria Casal
Are you a fit? Easy Apply now by clicking the "Quick Apply" button and sending us your resume.
Salary: $100,000 - $250,000 per year
A bit about us:
Boutique firm that partners with Private Equity Funds, Real Estate Funds, Venture Capitals and others to ensure their compliance needs are met!
Why join us?
FULLY REMOTE
Competitive base salary
Medical Insurance (paid for by employer)
401K
PTO
and more....
Job Details
Job Details:
We are seeking a dynamic and experienced SEC Regulatory Attorney to join our esteemed legal department. This role is not for the faint-hearted, it is for a legal eagle who thrives in a fast-paced environment, can effortlessly navigate the complexities of the Securities and Exchange Commission regulations, and is passionate about investment management. This is a permanent position that will offer you the opportunity to work with a team of highly skilled professionals, in an environment that encourages growth and development.
Responsibilities:
1. Providing expert legal advice on a wide range of SEC regulatory matters pertaining to investment management, private equity marketing, and compliance.
2. Reviewing, drafting, and updating compliance manuals and procedures to ensure alignment with the latest SEC regulations and guidelines.
3. Conducting internal audits and investigations to ensure compliance with SEC regulations and internal policies.
4. Representing the organization during SEC examinations and inquiries.
5. Providing training to internal teams on SEC regulations, compliance requirements, and best practices.
6. Collaborating with other departments to develop and implement effective compliance strategies.
7. Keeping abreast of the latest developments in SEC regulations and guidelines and advising the management on potential impacts and necessary actions.
Qualifications:
To qualify for this role, the candidate must have:
1. A Juris Doctor (JD) degree from an accredited law school.
2. Admitted to practice law in the state.
3. A minimum of 5 years of experience as an attorney, preferably as an associate attorney, with a focus on SEC regulatory matters.
4. Extensive knowledge of SEC regulations, particularly in relation to investment management and private equity marketing.
5. Proven experience in compliance and regulatory expertise, with a demonstrated ability to develop and implement effective compliance manuals and procedures.
6. Strong analytical and problem-solving skills, with the ability to interpret complex legal documents and provide practical legal advice.
7. Excellent communication and interpersonal skills, with the ability to effectively interact with individuals at all levels within the organization.
8. High level of professional integrity and ethics, with the ability to handle sensitive and confidential information appropriately.
9. Ability to work independently and as part of a team, managing multiple priorities in a fast-paced environment.
Not able to hire in NY, CA and NJ.
Interested in hearing more? Easy Apply now by clicking the "Quick Apply" button.
Benefits:
401K, Employee Events, Employee Referral Program, Flexible Schedules, Free Food and Coffee, Game Rooms, Life Insurance, Maternity/Paternity Paid Leave, Medical, Dental and Vision, On Site Cafeteria, Paid Holidays, Paid sick days, Parking , Performance bonus, Professional Development, Retirement / Pension Plans, Vacation/paid time off, Work From Home
About the Company:
Jobot
Company Size:
500 to 999 employees
Industry:
Legal Services
Founded:
2018
Website:
https://jobot.com/
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