What are the responsibilities and job description for the Director | Cash Management Operations position at mosaicpartners?
Top Tier Asset Management firm is looking for a Cash Management Operations Professional to join their growing team. This is an excellent opportunity to drive the overall business strategy to support the firm’s strategic growth and lead transformation initiatives to create meaningful change in the standards for service, innovation, and risk management. You will collaborate with various partners across FIRM while building trust to help enable change that will create a lasting impact in the organization.
QUALIFICATIONS
- 4-year degree from an accredited university or equivalent OR High school diploma or equivalent
- 7 years of securities, banking, technology and/or job specific industry experience
- License FINRA SER 7 or 99 required
- 10 years prior securities, banking, technology industry and/or job specific related experience
- Understanding of Net Capital and Funding a plus
- 7 years Broker dealer cash management operations, project management, vendor management, analysis, and/or risk control experience
- 7 years demonstrated and sound leadership experience; both direct and indirect leadership
- Knowledge of Net Capital Rules and impacts of the calculation driven from client cash movements
- Experience with Fraud processing
- Proven leadership in driving technology changes including innovation
- FINRA SER 27 preferred
This role will sit HYBRID out of the Minneapolis, MN office.
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