Personal Capital
JUNIOR COMPLIANCE ANALYST
The Junior Compliance Analyst will report to the Director of Compliance as part of a small, cohesive team of compliance professionals. This person will be a generalist with a love and appreciation for compliance activities; and will be involved in all aspects of Personal Capital’s compliance program. Location preference is Dallas, Texas.
The Company:
Personal Capital is the pioneer and market leader in digital wealth management, disrupting the traditional $36 trillion U.S. wealth management market. The company is a hybrid of technology-driven advice complemented with human advisors, delivered virtually and directly to the consumer. Personal Capital’s technology can share with you insights on your net worth, spending habits, portfolio diversification, and fees in a matter of minutes. Through their financial advisory, the company provides a guided experience with a dedicated and trusted advisor. Personal Capital gives its customers the tools and advisory to simplify customers’ complexity around a constantly evolving life.
Personal Capital’s free personal finance app is utilized by millions of consumers helping them track nearly $1 trillion of their personal finances, all in one place. The company’s award-winning apps paved the way for its advisory firm, which now manages over $12 billion in personalized investment portfolios and high-yield savings for families in the U.S. Personal Capital has roughly 23,000 investment clients in all 50 states and over 2 million people planning their financial lives through this technology.
Founded in 2009, The company is headquartered in Redwood Shores, with advisor centers in San Francisco, Denver, Dallas and Atlanta and currently has ~420 people. The company was named one of The Bay Area’s Workplaces by the Bay Area News Group this year and in Denver for five consecutive years since its opening.
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