Job Posting for Registered Investment Associate at Signature Wealth Advisors
Registered Investment Associate
Essential Duties And Responsibilities
Serves as first point of contact to service a high volume of daily interactions, including basic inquiries, providing quotes and scheduling of meetings, with prospective and existing clients on the phone, in-person, virtually and through mailings.
Works both independently and within a dynamic team environment to provide crucial support to the financial advisors and branch office.
Onboards new clients, opens new client accounts and researches client and security information using internal databases and other technologies.
Ensures key client information and documentation is current with firm and industry requirements, rules and regulations.
Processes and monitors the transfer of assets to ensure all assets and cost basis were successfully received.
Monitors available cash awaiting investment, including running weekly cash and cash equivalent reports and contacting clients with investment opportunities to maximize returns.
Reviews, assesses and responds to all corporate action items and client account alerts.
Inputs orders and rebalances portfolios on behalf of the Financial Advisors.
Actively engages in available training/cross-training and educational and/or professional development opportunities to remain current on firm and industry policies and procedures.
Performs other duties and responsibilities as assigned.
Requirements: - Bachelor's degree in finance, accounting, or related field - At least 5 years of experience in wealth management, or related field - Series 7 and 65 - Strong communication skills and ability to build rapport with clients - Excellent organizational skills and attention to detail - Ability to work well in a team environment
Job Type: Full-time
Pay: $65,000.00 - $85,000.00 per year
Benefits:
401(k)
Health insurance
Life insurance
Weekly schedule:
Monday to Friday
Work setting:
Hybrid work
Office
Experience:
Wealth management: 3 years (Preferred)
License/Certification:
Series 7 license (Required)
Work Location: Hybrid remote in Orlando, FL 32801
Salary.com Estimation for Registered Investment Associate in Orlando, FL
$51,971 to $66,547
If your compensation planning software is too rigid to deploy winning incentive strategies, it’s time to find an adaptable solution.
Compensation Planning
Enhance your organization's compensation strategy with salary data sets that HR and team managers can use to pay your staff right.
Surveys & Data Sets
Sign up to receive alerts about other jobs with skills like those required for the Registered Investment Associate.
Click the checkbox next to the jobs that you are interested in.