Senior Compliance Analyst
Job Posting for Senior Compliance Analyst at VIR Consultant LLC
Role: Senior Compliance Analyst
Location: Atlanta, GA
Responsibilities
Location: Atlanta, GA
Responsibilities
- Supervises the Compliance function related to the administration of the Plans
- Reviews and advises on contract documentation and class actions
- Assists in contract negotiations (e.g. IMA, LPA, vendor agreements, etc.)
- Ensures appropriate governance documents are executed
- Manages Plan's regulatory compliance requirements under ERISA, DOL, FATCA, SEC, and Dodd-Frank to ensure compliance
- Oversees structure and usage of "FactSet" and "Diligend" file management systems, including ensuring relevant legal and compliance records (amendments, disputes, discovery), and operational due diligence reports are maintained
- Completes Know Your Customer (KYC) documentation in relation to the Plans' investments
- Confirms applicability and compliance with foreign filing and tax reclaim requirements.
- Bachelor's Degree or international equivalent
- LLB/JD
- Bachelor's degree or international equivalent in Economics, Business
- Related compliance / legal experience in a defined benefit plan pension environment
- LLB/JD is required; generally this has not been an issue in sourcing as it has been a "must have" (i.e., we didn't see resumes from non-qualified candidates)
- The ideal candidate has 1-2 years related work experience (i.e., compliance / legal) in a Defined Benefit (DB) pension plan environment; the DB plan experience has been the biggest obstacle
- It is also critical that person have very good communication and interpersonal skills as they will work with all Investments team members as well as internal and external counsel, investment managers and service providers
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