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Compliance Analyst

wellsfargo
Charlotte, NC Full Time
POSTED ON 4/22/2024

Title: Compliance Analyst

Location:

Charlotte, NC

Ft. Mills, SC

Des Moines, IA

Sioux Falls, SD

Duration: 18 months

Benefits on offer for this contract position: Health Insurance, Life insurance, 401K and Voluntary Benefits


Summary:

Lead cross functional teams to strategize, plan, and execute a variety of programs, services and initiatives. Drive accountability for assigned initiatives, limit risk exposure, and create efficiencies as appropriate. Review strategic approaches and effectiveness of support function and business performance. Perform assessments through fact finding and data requiring creative approaches to solving complex issues, and develop appropriate solutions or recommendations. Make decisions in highly complex and multifaceted situations requiring solid understanding of business group's functional area or products, facilitate decision making and issue resolution, and support implementation of developed solutions and plans. Collaborate and consult with members of the Business Execution team and team leaders to drive strategic initiatives. Influence, guide and lead less experienced Strategy and Execution staff within the group.


Responsibilities:

  • Assist with managing the intake of audit/ exam requests
  • Partner with the business on fulfilling deliverables
  • Ensure proper approvals are obtained
  • Help prepare validation walk throughs


Qualifications:

  • Strong understanding of how to write exam validation responses and executive level summaries.
  • Ability to read and interpret business policies and apply risk control knowledge in requirements to business’ control environment
  • Strong written and communication skills
  • Ability to have an executive presence
  • Experience building slide within PowerPoint
  • Experience using Jira and/or Confluence
  • Previous experience working within Risk and Controls
  • Previous work experience with Issue Management
  • Knowledge of Regulatory and Compliance procedures


Salary.com Estimation for Compliance Analyst in Charlotte, NC
$80,125 to $103,928
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