Compliance Analyst Salary at Exeter Finance Llc BETA

Founded in early 2008, Fay Servicing is committed to providing innovative servicing solutions for both residential and business purpose loans. As a specialty mortgage servicer who sees the customer behind every loan, we understand that our customers are not loan numbers - they're homeowners. Before founding our company, we conducted an exhaustive analysis of the mortgage servicing industry and gained valuable insight into the problems facing mortgage servicers and their customers. With that insight, we set out to build a different kind of servicing company from the ground up. Join us on Our Journey Come join us on our journey to serve our customers and be the leader in our industry! We are currently looking for a Senior Compliance Analyst to join our team! Reporting to VP, Compliance, the Senior Compliance Analyst ensures compliance with internal policies and procedures with respect to all federal laws, such as TILA-RESPA (Reg. X and Z), FDCPA (Reg. F), ECOA (Reg. B), FCRA (Reg. V) and

Job Description The Analyst, Facilities Compliance, consolidates and manages all relevant permits, licenses, city audits, and contracts to ensure compliance and operational excellence across KFC locations. This role is instrumental in maintaining regulatory standards, proactively addressing city audit requirements, and avoiding penalties or operational disruptions. JOB RESPONSIBILITIES: Consolidate and manage vendor contracts for essential services, including waste management, gas, electricity, water, insurance, landscaping, pest control, and security. Oversee licensing compliance for Occupational Health and Safety (OHS), food handling and safety, music, and signage, ensuring timely renewals and accurate record-keeping. Manage permits such as health, fire safety, building, zoning, and drive-thru operations, ensuring all requirements are met and kept up to date. Proactively address city audit areas, including health and sanitation, fire safety, structural compliance, environmental manag

*This position is based out of our Dallas, TX facility and will have a hybrid schedule after training. JOB OVERVIEW The Compliance Analyst reports directly to the Senior Compliance Officer and collaborates with other departments, including Risk Management, Legal, Operations, and Trading, to ensure the Company remains compliant with external obligations and internal compliance policies. The Compliance Analyst also interacts with senior leadership and committees, manages compliance-related projects, and ensures the implementation of recommended corrective action plans. RESPONSIBILITIES & DUTIES Conducts periodic account reviews and regular transaction monitoring, for adherence to AML regulatory obligations. Monitors internal and external electronic communications for policy violations and customer complaints. Maintains documentation of customer complaints and supports the firm’s regulatory obligation to file complaints with FINRA. Assists in preparing and reviewing supervisory reports as

Job Description Job Description Regulatory Compliance Analyst City: Fort Worth State: Texas Zip: 76102 CornerStone Professional Placement is seeking a Regulatory Compliance Analyst for a municipal government client in the Fort Worth, Texas area. As the Regulatory Compliance Analyst, you will be responsible for auditing fees, ensuring compliance with federal, state, and local regulations, and conducting detailed research to ensure accuracy of data. Qualified candidates will have a strong audit, compliance or government background, excellent written and verbal correspondence skills, and proficiency in Excel for data reconciliation. This is an exciting opportunity to work closely with leadership on a key revenue-generating project with the potential for a full-time role and a collaborative, growth-oriented work environment. Requirements & Responsibilities for the Regulatory Compliance Analyst: · Bachelor’s degree is preferred · 3-5 years of work experience in audit, compliance, government

Company Description Farther is a rapidly growing RIA that combines expert advisors with cutting-edge technology - delivering a comprehensive, tailored wealth management experience. Farther's founders are leaders and innovators from the private wealth industry who possess a unique blend of traditional wealth management, fintech, and technology production expertise. We're backed by top-tier venture capital firms, fintech investors, and industry leaders. Joining Farther means joining a collaborative team of entrepreneurs who are passionate about helping their clients and our teammates achieve more. If you're the type who breaks through walls to get things done the right way, we want to build the future of wealth management with you. The Role As our Compliance Analyst, you'll work directly with the Chief Compliance Officer to build and maintain a robust compliance framework that enables growth while ensuring proper risk management. This hybrid role combines the precision of compliance over

CountryPlace Mortgage is a nationwide personal property and mortgage lender. CountryPlace is seeking a Compliance Analyst for our Plano, TX corporate office. This position involves monitoring, evaluating, and reporting on compliance issues and promoting a culture of compliance throughout the organization. The Compliance Analyst will work with several departments to understand the company processes and learn compliance reporting responsibilities. This position is an in-office role based at our Plano, TX office. We are seeking candidates who are available to work on-site to contribute to our team's success in this setting. ESSENTIAL DUTIES & RESPONSIBILITIES Review and prepare loan files for state examinations Perform a variety of specialized duties requiring knowledge of the Secure and Fair Enforcement for Mortgage Licensing Act (SAFE Act), NMLS registration and state licensing registration requirements Manage NMLS license and bond renewals for the company and loan officers Prepare quar

Job Description Job Description Compliance Analyst II Organization Description: Liberty Bankers Insurance Group is a Dallas‐based provider of a wide range of life insurance, annuity and health (Medicare supplement and supplemental health) products used to build and preserve the financial security of our policyholders. Position Description (Primary): We are seeking a talented Compliance Analyst to assist our Senior Vice President, Chief Compliance and Legal Officer in several key areas. Primary responsibilities for the day‐to‐day operations for the following functional areas, including ensuring proper documentation, with escalation as necessary, for: Start to finish SERFF filings (form, rate, informational, other) Researching and understanding regulations and administrative standards to coordinate responses to respond to objections, revise forms, gather and complete supporting documents and overall tracking of projects; Review and respond to complaints (consumer, regulatory, BBB, etc.),

Emporium TPO has been named a Top Workplace in the 2024 & 2025 Scotsman Guide Emporium is a wholesale origination platform dedicated to servicing professional mortgage brokers and non-delegated correspondent lenders. Our aspirations at Emporium are simple: build a team of talented individuals with shared values who think and behave like owners, create a culture focused on exceptional customer service, and deliver quality products and returns to stakeholders. Come join us! Role Summary: The Compliance Analyst is part of the compliance team and assists with ongoing compliance monitoring, HMDA data collection and auditing, and other data projects as requested. You will conduct testing and data analysis to ensure the completion of the annual compliance plan. Our ideal candidate is a personable, adaptable, organized, creative and analytical individual. To be successful in this role, you'll need to possess excellent communication skills, acute attention to detail, and work effectively with a