Cco Salary at Mio Marino BETA

Job Description Job Description (Contract: Temporary | Monday – Friday | Remote: USA (New York) | Start Date: 2/10/25 | Pay Rate: $40 hourly) Lawyers on Demand (LOD) is seeking a Compliance Associate to support one of our global clients in delivering the highest level of service to internal and external clients alike. We are looking for a Compliance Associate with compliance experience in implementing SEC and FINRA rules to assist the Chief Compliance Officer (CCO) with managing the U.S. broker-dealer (BD) and registered investment adviser (RIA) compliance programs. Primary Responsibilities: Assist CCO with compliance reviews, testing, and management reporting. Assist CCO with the development, implementation, and maintenance of the BD and RIA’s compliance policies and procedures and training programs. Monitor compliance with policies surrounding employee personal trading, outside business activities, political contributions, and other BD and IA Code of Ethics policies and procedures. P

Location: Midtown Manhattan Compensation: $175K-$225K total compensation Key compliance responsibilities and tasks will include the following: Support CCO: Assist the Chief Compliance Officer with day-to-day compliance functions, ensuring adherence to policies, reporting deadlines, and ongoing regulatory updates. Regulatory Monitoring & Reporting: Ensure the firm is in compliance with regulations (e.g., SEC, AML, Privacy Regulations, FINRA) and internal policies. Documentation & Recordkeeping: Maintain up-to-date compliance records, regulatory filings, and necessary documentation (e.g., Form ADV, compliance reports) and maintain ComplySci system. Employee Compliance: Ensure staff compliance on all regulatory matters and company policies, including ethical standards, securities reporting and attestations through ComplySci. Internal Compliance Reviews: Assist with periodic internal compliance audits, risk assessments, and monitoring of investment activities to ensure adherence to fund po

Chief Compliance Officer – Hedge Fund New York, NY About the Opportunity: Landing Point is exclusively partnered with a well-established hedge fund in NYC on a search for a Chief Compliance Officer (CCO). This is an excellent opportunity for a compliance professional looking to take the next step in their career and join a well-established hedge fund. Qualifications & Experience: 10–15 years of compliance experience, ideally within a hedge fund or private equity firm. Strong knowledge of SEC regulations and private fund compliance requirements. Previous CCO experience not required—ideal for a motivated professional ready for a leadership role. JD preferred but not required. Proven ability to work in a fast-paced, in-office environment (5 days per week). Compensation: $200,000–$250,000 base + bonus (total compensation up to $600,000, dependent on experience).

Location: Midtown Manhattan (3 days/week in office) Compensation: $200K-$225K base + bonus Our Client, a $15+ billion alternative asset management firm is looking to add a Director of Compliance to their legal and compliance team. The person in this role will report directly to the CCO Responsibilities: • Work with the firm’s General Counsel & CCO in managing the firm’s overall compliance program • Stay up to date with evolving regulations and industry trends, and proactively adapt the compliance program as needed • Draft, implement, and maintain the firm’s compliance policies, procedures and manuals to ensure adherence to regulatory requirements and industry standards • Spearhead the firm’s annual compliance review and monthly and quarterly testing processes • Conduct ongoing monitoring and surveillance of trading activity. Develop processes and tools that result in additional improvements to the existing testing framework • Conduct surveillance on investments for insider trading, mon

Position: Bank Trust Compliance Officer Department: New York Private Bank & Trust Reports To: Vice Chairman / Chief Compliance Officer Employment Status: Full-Time, Exempt Office Location: New York, NY Job Summary The Compliance Officer will oversee Emigrant's compliance function, as well as playing a principal role in enterprise risk management under the direction of the CCO. This individual will also be responsible for: identifying and communicating laws and regulations and best practices to Emigrant's Trust business lines, coordinating training programs for employees, reviewing and implementing the compliance program, updating and revising policies and procedures to meet ongoing regulatory requirements and current business operational needs, reporting regularly to Senior Management and organizing and developing the appropriate compliance reports for presentation to our various committees, Senior Management and the respective Boards of Directors, overseeing appropriate client onboard

Luminary Group is currently seeking a highly skilled and experienced Chief Commercial Officer (CCO) with expertise in Real World Evidence (RWE). As the CCO, you will be responsible for leading our commercial strategy and driving the growth of our RWE solutions. This is a critical role that will involve building and managing a high-performing sales team, developing strategic partnerships, and ensuring the successful execution of our commercial initiatives. Requirements Bachelor's degree in Business Administration, Marketing, or a related field; MBA preferred. Minimum of [number] years of experience in commercial leadership roles within the healthcare industry. In-depth knowledge of Real World Evidence (RWE) and its applications in healthcare, pharmaceuticals, and/or medical devices. Proven track record of driving sales growth and achieving revenue targets. Strong leadership and team management skills, with the ability to build and motivate a high-performing sales team. Strategic thinker

Nearwater Capital is a rapidly growing and innovative specialty finance company headquartered in New York City with a global business and client base, with offices in New York, London and Dublin. Established in 2017, Nearwater has distinguished itself as a leader in delivering thoughtful, solutions-based financing to some of the largest financial institutions and financial services firms in the world. Nearwater is seeking an organized and self-motivated individual to support its Compliance function in ensuring the firm’s business activities are conducted in accordance with applicable regulatory requirements, and compliance best practices. Our Associate will report directly to Nearwater’s Chief Compliance Officer and will also work closely with the firm’s General Counsel and heads of other functional areas in gaining broad exposure to a myriad of interesting compliance and regulatory issues. This is an excellent opportunity to make a difference while developing hands-on compliance skill

Compliance Officer – Global Hedge Fund New York, NY (4 days on-site) A leading global hedge fund is seeking a Compliance Officer to join its New York-based compliance team. This role offers a unique opportunity to work directly with the Chief Compliance Officer (CCO) and gain broad exposure to various compliance functions while maintaining a strong focus on regulatory filings (NFA/CFTC). This is an exciting opportunity to join a well-established, global hedge fund and play a key role in its compliance function. If you have NFA/CFTC regulatory filing experience and are looking for a more dynamic generalist type compliance role, this is a tremendous opportunity. Key Requirements: Must have experience with NFA and CFTC regulatory filings (this is a requirement). Strong knowledge of U.S. regulatory requirements within the hedge fund or asset management space. Excellent communication skills and the confidence to engage with senior stakeholders. Ability to work independently while also colla