Broker Salary at Stock Price BETA

Our client, a well-respected financial services firm, is seeking a Part-Time Compliance Officer to oversee compliance and regulatory functions within their SEC-regulated Registered Investment Advisor (RIA) and fully disclosed broker-dealer operations. This role requires affiliation with LPL Financial (LPL) and is ideal for a compliance professional with at least one year of experience in financial services. The Compliance Officer will lead compliance initiatives, manage regulatory interactions, and ensure adherence to industry regulations, firm policies, and supervisory procedures. This role also involves developing and maintaining compliance policies, overseeing risk management efforts, and providing strategic guidance on compliance matters. Key Responsibilities: Provide oversight of registered investment advisors (RIA) and broker-dealer operations. Review and approve advisory and broker-dealer trades, emails, and inquiries. Serve as the primary liaison with SEC, FINRA, and LPL Financ

Job Description Job Description We are seeking a Licensed Investment Advisor to join our firm in Herndon, VA. This role is ideal for an experienced and highly skilled financial professional who excels in investment strategies, client portfolio management, and market trading. The right candidate will have a deep understanding of financial markets, demonstrate meticulous attention to detail, and thrive in high-pressure situations. Compensation: Base $110,000k + DOE Schedule: Mon – Fri, Standard Hours Location: Herndon, VA Licensed Investment Advisor RESPONSIBILITIES: Provide strategic financial planning and investment advice to clients. Execute stock market trades with precision and efficiency. Conduct in-depth financial analysis and market research to guide investment decisions. Ensure compliance with all regulatory requirements and internal policies. Develop and maintain strong relationships with clients, providing regular updates. Work collaboratively with internal teams to enhance fi

Join a great place to work with MissionSquare, a financial services corporation with approximately $79 billion in assets under management and administration and over 600 employees. Founded in 1972, MissionSquare is dedicated to the retirement needs of public sector employees. We focus on delivering results-oriented retirement and retiree health savings plans, education, investment options, personalized guidance, and related services to public sector participants in more than 9,200 plans and nearly 2 million participant accounts. We strive to make the administration of retirement programs as easy and cost-effective as possible. We have an extraordinary talent base and invite you to consider joining MissionSquare's Executive team. The Securities Attorney will focus on providing legal advice and guidance on a wide variety of issues impacting MissionSquare and its affiliated entities. Relevant duties will include, but will not be limited to: partnering with internal business units to provi

Job Title: Licensed Customs Broker Location: Herndon, VA (On-Site) Job Type: Full-Time About the Role: We are seeking an experienced Licensed Customs Broker to join our team in Herndon, VA. This role requires a detail-oriented professional with a strong understanding of U.S. customs regulations, import/export compliance, and tariff classifications. The ideal candidate will be responsible for managing customs clearance operations, ensuring compliance with federal regulations, and facilitating the smooth movement of goods across international borders. Key Responsibilities: Ensure compliance with U.S. Customs and Border Protection (CBP) regulations and other relevant trade laws. Prepare and submit customs entries, declarations, and other required documentation in a timely manner. Classify goods using the Harmonized Tariff Schedule (HTSUS) and determine applicable duties, taxes, and trade agreements. Communicate with government agencies, freight forwarders, carriers, and clients to ensure

Job Description Job Description Loan Originator Job description-Originate loans in MD and/or VA, Customer Follow up, Mostly remote Growth opportunity, Experience Preferred, but will train. Salary based on Experience and Performance 0-$200,000 per year Benefits- Medical Dental Vision Paid Vacation time after 1yr Company Description MCS Mortgage Services Inc- Mortgage Broker MD & VA Company Description MCS Mortgage Services Inc- Mortgage Broker MD & VA

Job Description Job Description Join a Thriving Broker-Dealer: Your New Home for Success Are you a dynamic financial professional or team seeking the right environment to elevate your business? We offer the ideal environment for individuals and groups to thrive, backed by an excellent team, a proven track record and an advantageous clearing arrangement. Why Partner With Us? Robust Infrastructure: Benefit from our established market-making, banking, and institutional execution desk, as well as our unique algorithmic trading offering. Flexibility for Growth: Whether you specialize in our existing business lines or operate in unique or emerging financial sectors, we’re open to exploring new opportunities under our b/d umbrella. Client-Centric Focus: Serve corporate and institutional customers with confidence, supported by professionals committed to exceptional execution. Collaborative Environment: Join a culture that values innovation, teamwork, and entrepreneurship. Who Should Apply? Exp

Work for a company where you make a difference in people's lives every day! At GT, we know that our people are at the heart of our success. If you love your work, enjoy collaboration, and want to learn, you've come to the right place! Let us help you discover a new passion for doing good in a growing industry. GT Independence has won numerous awards and recognitions for being a great workplace, including being named a National "Best and Brightest Companies to Work For" in 2022! The Support Broker is responsible for coordinating the daily operation of Medicaid Waiver services, and for promoting personal growth and independence of participants in accordance with state and program regulations, GT Independence Policy and Procedures, and applicable accreditation standards. RESPONSIBILITIES AND DUTIES Ensure personal growth and independence of service participants through initial development and on-going support, monitoring, supervision, and training of staff. Develop and maintain relationsh

Job Description Job Description This role will be a hybrid position based in Mclean, VA. Our client is a top Wealth Management Firm that provides comprehensive financial planning, retirement and tax planning, estate planning, risk management, and investment management services. The company manages approximately $5 billion in assets on behalf of clients. The Chief Compliance Officer (CCO) oversees and administers the firm’s compliance program, ensuring adherence to SEC, FINRA, and other regulatory requirements. This role ensures the firm’s operations and staff remain compliant with applicable laws, and that the necessary policies, procedures, and training are in place to mitigate risk and promote a compliant culture. The ideal candidate will demonstrate strong analytical skills, a commitment to strong client service, and dedication to proactively developing policies that mitigate risk to clients, employees, and the firm. They will be part of maintaining a robust compliance program and p