Broker Salary at Us Lead Inc BETA

Job Description Job Description We are currently seeking a Broker/Dealer and RIA Supervisor, who is highly self-motivated, has high career aspirations, and who is also client service oriented. This position provides the opportunity to join a rapidly growing Broker/Dealer/RIA in our Orlando, Florida home office, with the potential for a hybrid or remote schedule. Job Summary Provide day to day supervision of independent contractor financial advisors’ activities Review exception reports, advertising, sales literature and correspondence Conduct branch examinations Responsibilities General supervision of the sales activities of financial advisors Conduct and evidence the suitability and best interest analysis of transactions Review and approve incoming and outgoing correspondence Review and approve incoming and outgoing email Assist in resolving paperwork and other account-related deficiencies and inquiries Review and approve new accounts Track, report and resolve deficiencies and inquirie

Job Description Job Description We are looking for an Associate Compliance Analyst to support the broker-dealers’ Chief Compliance Officer (CCO) and compliance team. The role is ideal for a high-functioning, energetic professional with compliance experience within a broker- dealer and an understanding of FINRA Broker-Dealer and SEC Registered Investment Advisor regulations. In this role, you will assist in supporting and monitoring the regulatory compliance program reporting directly to the Broker-Dealer’s Chief Compliance Officer and supporting our affiliated SEC Registered Investment Advisor compliance programs pursuant to applicable SEC and FINRA regulations and firm policies and procedure Responsibilities Review of the sales and trading activities of financial advisors Conduct licensing and registration activities for broker dealer and RIA, including Form U4, U5, Form BR and disclosures. Respond to state registration inquiries Participate in the on boarding of new advisors Track, r

Broker-Dealer Accountant $65 000 - $75 000 plus bonus plus equity! Our client, a growing publicly traded organization has created a new role as a broker-dealer accountant that will be responsible for reporting, reconciliation, and regulatory filings related to broker-dealer activities. This is an exciting opportunity to play a key role in building the accounting framework for a growing broker-dealer business. About the Company and Broker-dealer Accountant Opportunity: Work for a Nationwide company that recently located its Headquarters to Orlando! This position is a newly created role due to exponential growth. The team will continue to grow! This company consistently ranks in the top of their industry The company is going rapidly growing and promotes from within Competitive salary plus bonus and EQUITY! Glassdoor Reviews state: "Competitive pay and ability to grow" "Terrific PTO" "Everyone is invested in your success and pushes you to be the best" Key Responsibilities of the Broker-De

Job Description Job Description Established mortgage brokerage, seeking experienced loan officer to cover local real estate offices in Palm Coast and Ormond Beach. The leads from this source will compliment your current outside book of business. This position will offer loan officers a unique opportunity to build a long-term book of business, unlimited earning potential, and ability to control your own destiny. Loan Officers must have at least 2 years’ current experience in residential mortgage loan origination and active NMLS License. Loan officers are responsible for writing residential mortgage applications and following them through all the steps of the mortgage process. We have a strong focus on customer service and relationship building. Our processing staff is experienced and will be vested in your success as much as you. Compensation: 1099, COMMISSION ONLY

Senior Staff Fund Accountant $65 000 - $75 000 plus bonus plus equity! Our client, a growing publicly traded organization has created a new role as a Senior Staff accountant that will be responsible for reporting, reconciliation, and regulatory filings related to broker-dealer activities. This is an exciting opportunity to play a key role in building the accounting framework for a growing broker-dealer business. About the Company and Senior Staff Fund Accountant Opportunity: Work for a Nationwide company that recently located its Headquarters to Orlando! This position is a newly created role due to exponential growth. The team will continue to grow! This company consistently ranks in the top of their industry The company is going rapidly growing and promotes from within Competitive salary plus bonus and EQUITY! Glassdoor Reviews state: "Competitive pay and ability to grow" "Terrific PTO" "Everyone is invested in your success and pushes you to be the best" Key Responsibilities of the Se

Broker-Dealer Accountant $65 000 - $75 000 plus bonus plus equity! Our client, a growing publicly traded organization has created a new role as a broker-dealer accountant that will be responsible for reporting, reconciliation, and regulatory filings related to broker-dealer activities. This is an exciting opportunity to play a key role in building the accounting framework for a growing broker-dealer business. About the Company and Broker-dealer Accountant Opportunity: Work for a Nationwide company that recently located its Headquarters to Orlando! This position is a newly created role due to exponential growth. The team will continue to grow! This company consistently ranks in the top of their industry The company is going rapidly growing and promotes from within Competitive salary plus bonus and EQUITY! Glassdoor Reviews state: "Competitive pay and ability to grow" "Terrific PTO" "Everyone is invested in your success and pushes you to be the best" Key Responsibilities of the Broker-De

Job Description Job Description Established mortgage brokerage, seeking experienced loan officer to cover local real estate offices in Palm Coast and Ormond Beach. The leads from this source will compliment your current outside book of business. This position will offer loan officers a unique opportunity to build a long-term book of business, unlimited earning potential, and ability to control your own destiny. Loan Officers must have at least 2 years’ current experience in residential mortgage loan origination and active NMLS License. Loan officers are responsible for writing residential mortgage applications and following them through all the steps of the mortgage process. We have a strong focus on customer service and relationship building. Our processing staff is experienced and will be vested in your success as much as you. Compensation: 1099, COMMISSION ONLY

Wholesale Mortgage Account Executive American Heritage Lending, LLC Established in 2008, the company was founded to be a company set apart from an already impacted market. Licensed in multiple states across the US, the premise of our company evolved into the pinnacle for our success - creating a caring experience for the families we service across the nation. Position Overview: The account Executive (Non-QM Wholesaler) will have a great personality, team player, and customer service attitude. AE is required to build and maintain strong relationships with mortgage brokers. Essential Duties & Responsibilities include: Strong sales skills and knowledge of the mortgage lending business. Help new brokers with American Heritage Lending, LLC (AHL). Educate mortgage brokers with loan products, pricing, point of contact, and be the one who communicates with prospective/existing brokers Speak and correspond with accounts on a daily to ensure their utmost satisfaction Train mortgage brokers on lo