Are you solution-oriented and passionate about delivering results? Do you like thinking outside the box, learning new skills, and problem-solving?. Do you like supporting clients by offering an extraordinary quality service experience?. Are you excited to learn more? If so, then this could be the role for you!. LPL Financial (Nasdaq: LPLA) was founded on the principle that the firm should work for the advisor, and not the other way around. Today, LPL is a leader* in the markets we serve, supporting more than 18,000 financial advisors, 800 institution-based investment programs and 450 independe... view job details
Discover your opportunity with LPL Financial, a leader in the retail financial advice market and the nation’s largest independent broker/dealer with over 17,000 financial advisors and over 4500 corporate employees where we respect and appreciate the diversity of our employees, our clients, and the communities we serve. Are you interested in engaging in a startup culture at the country's largest independent broker-dealer? Does the prospect of shaping and molding the responsibilities and opportunities of a new revenue generating department excite you? As the Associate Vice President (AVP) of Adm... view job details
Part of LPL’s Business Solutions team,. Admin Solutions Managers. are the front line leaders, providing daily support and guidance to a team of Admins, while managing relationships with advisors and institutions. Knowledge of LPL, leadership qualities, adaptability and comfort with change and ambiguity will be key success factors for this position. Admin Solutions enables advisors and institutions to outsource a broad range of administrative functions to LPL. The group is staffed by experienced team members that are well versed in advisor support and operations. The primary role of the LPL A... view job details
The primary role of the. Admin Solutions Consultant. will be to provide administrative support to advisors including any and all daily tasks provided by the advisor. This would include, resolving notifications, opening accounts, moving money, transferring accounts, and working directly with clients to complete any of these tasks. The admin would be expected to form a working relationship with the advisor as if they were actually physically in their office*. Performance will be reviewed versus office success by taking ownership of all advisor office tasks allowing the advisor to grow his/her ... view job details
Are you looking to pursue or continue a career in third party risk?. Excited to learn more? If so, then this could be the role for you!. Job overview:. The Strategic Sourcing and Procurement (SS&P) team is located in the new LEED certified Carolinas campus (Fort Mill, SC) and is responsible for managing the full end-to-end sourcing and procurement lifecycle including Third Party Risk Management. SS&P’s mission is to 1) Deliver sustainable, ethical practices and leadership to enable the selection of external partners to drive the best service, quality, and value for LPL while appropriately mit... view job details
Do you have experience working with GRC tools?. Are you looking to continue a career in sourcing and procurement?. Excited to learn more? If so, then this could be the role for you!. Job Overview. The Strategic Sourcing and Procurement (SS&P) team is responsible for managing the full end-to-end sourcing and procurement lifecycle including Third Party Risk Management. SS&P’s mission is to 1) Deliver sustainable, ethical practices and leadership to enable the selection of external partners to drive the best service, quality, and value for LPL while appropriately mitigating risk. 2) Provide lea... view job details
The Corporate Action team comprises of; Mandatory & Voluntary Reorganizations, Dividends, Restricted Securities, Money Market and Proxy functionalities. This position will be responsible for reconciling reports, processing exceptions, facilitating requests from advisors, and supporting inbound and outbound phone inquiries. Additionally, while performing basic financial and/or regulatory functions, they will ensure compliance with all prescribed internal policies and regulatory practices. The ideal candidate will have excellent data entry skills (both numeric and alpha), is accurate, timely, an... view job details
Do you have experience negotiating contracts, or in workforce/vendor management?. Are you interested in a dynamic work environment?. Would you like to be a best in class business partner in your next role?. Do you like directly affecting a Company’s budget?. Excited to learn more? If so, then this could be the role for you!. Job overview:. This Analyst, Corporate Services Sourcing role sits within our Strategic Sourcing and Procurement (SS&P) team supporting both internal business partners and the external vendor community. A fundamental component of the role is change and process management t... view job details
We are currently looking to hire an Analyst within the Advisor Review area of the Business Risk Management department within the Compliance, Legal and Risk (CLR) organization. The Advisor Review Analyst is a first line defense function responsible for the review of high risk representatives wishing to join LPL Financial and review of Outside Business Activity and Private Securities Transaction Requests for advisors. The Analyst will work closely with other departments throughout the onboarding process:. Recruiting, Branch Development, New Client Onboarding and Registration Services, as well as... view job details
Are you solution-oriented and passionate about delivering results? Do you like thinking outside the box, learning new skills and problem solving?. Excited to learn more? If so, then this could be the role for you!. LPL Financial (Nasdaq: LPLA) was founded on the principle that the firm should work for the advisor, and not the other way around. Today, LPL is a leader* in the markets we serve, supporting more than 18,000 financial advisors, 800 institution-based investment programs and 450 independent RIA firms nationwide. We are steadfast in our commitment to the advisor-centered model and the ... view job details