Sample Job Description for SOX Compliance Director

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SOX Compliance Director Job Overview

SOX Compliance Director Job Description Sample

Oversees all aspects of an organization's auditing strategy and activities for regulatory compliance.

JOB LEVEL
M05
EDUCATION/DEGREE
Bachelor's Degree
REPORTS TO
Top Management
Salary Range
BASE 50%
$218,900
TOTAL 50%
$267,000
Job Responsibilities for SOX Compliance Director

Leads the development and implementation of internal controls, best practices and strategies to identify process deficiencies and implement improvements. Prepares for and participates in external regulatory inspections and internal audits. Ensures that all required regulatory reporting meets content and scheduling requirements. Incorporates document reviews, protocol reviews, validation reviews, and training programs as part of auditing processes. Maintains an up-to-date and in-depth knowledge base of the financial regulations, required processes, and industry/regulatory agency standards that govern a business or a product.

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SOX Compliance Director Skills & Proficiency Level

Skills Proficiency Level
Business Acumen Level 3
Process Improvement Level 3
Driving Results Level 4