Financial Services Licensed Sales Assistant
Financial Services Licensed Sales Assistant is responsible for providing sales and business development support for one or more licensed sales representatives. Provides basic customer service and administrative support, including answering product questions, making changes to accounts, opening new accounts, and fulfilling requests for additional information. Being a Financial Services Licensed Sales Assistant ensures all transactions are in compliance with bank policies and applicable banking regulations. Develops and maintains thorough knowledge and understanding of product offerings. Additionally, Financial Services Licensed Sales Assistant typically requires an associate degree. Requires passing the FINRA SIE and Series 63 and either FINRA Series 6 (Investment Company Products/Variable Contracts Limited Representative) or Series 7 (General Securities Representative), in addition to the applicable state insurance license. Typically reports to a supervisor. The Financial Services Licensed Sales Assistant works under moderate supervision. Gaining or has attained full proficiency in a specific area of discipline. To be a Financial Services Licensed Sales Assistant typically requires 1-3 years of related experience.
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- Financial Services Licensed Sales Assistant Salaries with an Associate's Degree
- Financial Services Licensed Sales Assistant Salaries with a Bachelor's Degree
- Financial Services Licensed Sales Assistant Salaries with a Master's Degree or MBA
- Financial Services Licensed Sales Assistant Salaries with a JD, MD, PhD or Equivalent
